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NAQ.U

RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE)
NAQ.U

Delisted

NAQ.U was delisted on the 27th of October, 2009.

2 hedge funds and large institutions have $6K invested in RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, increasing their positions, reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% less funds holding

Funds holding: 32 (-1)

45% less capital invested

Capital invested by funds: $11K → $6K (-$5K)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 1

Holders
2
Holders Change
-1
Holders Change %
-33.33%
% of All Funds
0.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
1
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
GSC
Ground Swell Capital
South Carolina
-$6K
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$5K
TRCT
2
Tower Research Capital (TRC)
New York
$1K
GSC
3
Ground Swell Capital
South Carolina
-$6K -346 Closed

NAQ.U Hedge Fund Activity: Q3 2014 in Review

2 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) (NAQ.U) for Q3 2014, worth a combined $6K — down 45% from $11K a quarter earlier.

Sellers outnumbered buyers: 1 fund closed out of NAQ.U and 0 opened new positions — a net loss of 1 holder — while 0 trimmed existing stakes and 0 added.

The largest seller was Ground Swell Capital, exiting entirely with an estimated $6K sold.

  • 2 institutional investors held RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) (NAQ.U) as of Q3 2014, down from 3 in Q2 2014.
  • Funds reported $6K of RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) stock for Q3 2014, down 45% quarter-over-quarter.
  • 0 funds opened new RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) positions in Q3 2014 and 1 closed out, a net change of -1 holder.
  • The largest RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) seller in Q3 2014 was Ground Swell Capital, an estimated $6K sold.

Based on aggregated 13F filings for Q3 2014.