GSC
NAQ.U

Ground Swell Capital’s RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) NAQ.U Stock Holding History

Ground Swell Capital’s Portfolio NAQ.U Stock Details NAQ.U Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-346
Closed -$6K – 3244
2014
Q2 		$6K Buy
+346
New +$6K 0.01% 1047

Other funds holding NAQ.U

U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Ground Swell Capital's NAQ.U Position: Q3 2014 in Review

Ground Swell Capital sold out of RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) (NAQ.U) in Q3 2014, closing a stake of 346 shares — an estimated $6K sold.

Ground Swell Capital first reported a position in NAQ.U in Q2 2014 and held it in 1 quarter. The position peaked at $6K in Q2 2014. 2 funds tracked by Wall St. Rank hold NAQ.U as of Q3 2014.

  • Ground Swell Capital reported no remaining RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 346 RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) shares in Q3 2014, an estimated $6K.
  • Ground Swell Capital first reported a position in RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) position peaked at $6K in Q2 2014.
  • 2 funds tracked by Wall St. Rank held RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.