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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PME
9676
DELISTED
Pingtan Marine Enterprise Ltd.
PME
$4K ﹤0.01%
+1,788
New +$4.22K
ARMH
9677
CALL
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$4K ﹤0.01%
+100
New +$4.54K
PACD
9678
CALL
DELISTED
Pacific Drilling S A
PACD
$4K ﹤0.01%
50
-310
-86% -$29.8K
DEE
9679
DELISTED
DB Commodity Double Short ETN due April 1, 2038
DEE
$4K ﹤0.01%
+96
New +$3.2K
AZPN
9680
CALL
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$4K ﹤0.01%
100
-3,000
-97% -$120K
USFR
9681
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$4K ﹤0.01%
178
-123
-41% -$3.07K
ABR icon
9682
PUT
Arbor Realty Trust
ABR
$960M
$3K ﹤0.01%
500
– –
ACCO icon
9683
CALL
Acco Brands
ACCO
$369M
$3K ﹤0.01%
+500
New +$3.5K
ACHV icon
9684
CALL
Achieve Life Sciences
ACHV
$626M
$3K ﹤0.01%
1
-5
-83% -$34.7K
ACHV icon
9685
PUT
Achieve Life Sciences
ACHV
$626M
$3K ﹤0.01%
1
-8
-89% -$55.6K
AIRT icon
9686
Air T
AIRT
$72.9M
$3K ﹤0.01%
+329
New +$2.64K
ANY icon
9687
Sphere 3D
ANY
$14.6M
– –
0
– –
ASM
9688
Avino Silver & Gold Mines
ASM
$987M
$3K ﹤0.01%
+2,164
New +$4.41K
ATLC icon
9689
Atlanticus Holdings
ATLC
$1.5B
$3K ﹤0.01%
1,840
+1,328
+259% +$3.46K
BCLI
9690
DELISTED
BRAINSTORM CELL THERAPUTC
BCLI
$3K ﹤0.01%
+44
New +$2.71K
BPOP icon
9691
CALL
Popular Inc
BPOP
$11B
$3K ﹤0.01%
100
-1,300
-93% -$41.5K
BRF icon
9692
CALL
VanEck Brazil Small-Cap ETF
BRF
$21.6M
$3K ﹤0.01%
100
– –
BRZU icon
9693
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$100M
– –
-4
Closed -$36.6K
BVN icon
9694
PUT
Compañía de Minas Buenaventura
BVN
$7.85B
$3K ﹤0.01%
300
-700
-70% -$8.72K
CAAS icon
9695
CALL
China Automotive Systems
CAAS
$131M
$3K ﹤0.01%
+300
New +$2.78K
CARV
9696
DELISTED
Carver Bancorp
CARV
$3K ﹤0.01%
329
-109
-25% -$1K
CGEN icon
9697
CALL
Compugen
CGEN
$216M
$3K ﹤0.01%
400
-400
-50% -$3.55K
CREG
9698
DELISTED
Smart Powerr
CREG
– –
-1
Closed -$14.4K
DMLP icon
9699
CALL
Dorchester Minerals
DMLP
$1.34B
$3K ﹤0.01%
+100
New +$3.24K
DRRX
9700
CALL
DELISTED
DURECT Corp
DRRX
$3K ﹤0.01%
180
-640
-78% -$9.92K
386 387
388
389 390

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.