UBS’s The9 Ltd NCTY Stock Holding History

UBS’s Portfolio NCTY Stock Details NCTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3K	Buy	5 +2	+67%	+$1.71K	﹤0.01%	9797
2014 Q2	$2K	Sell	3 -31	-91%	-$22.3K	﹤0.01%	10046
2014 Q1	$26K	Buy	34 +27	+386%	+$20.5K	﹤0.01%	7748
2013 Q4	$4K	Buy	7 +5	+250%	+$3.79K	﹤0.01%	9713
2013 Q3	$2K	Buy	+2	New	+$1.85K	﹤0.01%	9964

Other funds holding NCTY

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

UBS's NCTY Position: Q3 2014 in Review

UBS increased its The9 Ltd (NCTY) stake by 67% in Q3 2014, buying an estimated $1.71K and bringing the position to 5 shares worth $3K. The position accounts for ﹤0.01% of the portfolio, ranked #9797.

UBS first reported a position in NCTY in Q3 2013 and has held it in 5 quarters since. The position peaked at $26K in Q1 2014. 4 funds tracked by Wall St. Rank hold NCTY as of Q3 2014.

UBS held 5 shares of The9 Ltd worth $3K as of Q3 2014.
UBS bought 2 The9 Ltd shares in Q3 2014, an estimated $1.71K.
The9 Ltd made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9797 holding.
UBS first reported a position in The9 Ltd in Q3 2013 and has held it in 5 quarters since.
UBS's The9 Ltd position peaked at $26K in Q1 2014.
4 funds tracked by Wall St. Rank held The9 Ltd as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.