U
NVEE

UBS’s NV5 Global NVEE Stock Holding History

UBS’s Portfolio NVEE Stock Details NVEE Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$3K Sell
1,100
-100
-8% -$239 ﹤0.01% 9799
2014
Q2 		$3K Sell
1,200
-2,244
-65% -$5.54K ﹤0.01% 9837
2014
Q1 		$9K Buy
+3,444
New +$6.92K ﹤0.01% 9016

Other funds holding NVEE

FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
HAM
Harber Asset Management Asheville, North Carolina $156M AUM 2.37% 1-Year Est. Return
DM
Diker Management New York $112M AUM 59.78% 1-Year Est. Return
AWMDMG
Austin W. Marxe & David M. Greenhouse New York $733M AUM 21.72% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CIS
Connors Investor Services Wyomissing, Pennsylvania $1.08B AUM 31.31% 1-Year Est. Return
GSC
Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
BIM
BlackRock Investment Management Wilmington, Delaware $86.4B AUM 16.83% 1-Year Est. Return

UBS's NVEE Position: Q3 2014 in Review

UBS reduced its NV5 Global (NVEE) stake by 8.3% in Q3 2014, selling an estimated $239 and leaving 1,100 shares worth $3K. The position accounts for ﹤0.01% of the portfolio, ranked #9799.

UBS first reported a position in NVEE in Q1 2014 and has held it in 3 quarters since. The position peaked at $9K in Q1 2014. 12 funds tracked by Wall St. Rank hold NVEE as of Q3 2014.

  • UBS held 1,100 shares of NV5 Global worth $3K as of Q3 2014.
  • UBS sold 100 NV5 Global shares in Q3 2014, an estimated $239.
  • NV5 Global made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9799 holding.
  • UBS first reported a position in NV5 Global in Q1 2014 and has held it in 3 quarters since.
  • UBS's NV5 Global position peaked at $9K in Q1 2014.
  • 12 funds tracked by Wall St. Rank held NV5 Global as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.