We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TROVW
9801
DELISTED
TrovaGene, Inc. Warrant
TROVW
$3K ﹤0.01%
849
+419
+97% +$1.22K
WINT
9802
CALL
DELISTED
Windtree Therapeutics Inc
WINT
$3K ﹤0.01%
107
-822
-88% -$19.8K
ACAT
9803
CALL
DELISTED
Arctic Cat Inc
ACAT
$3K ﹤0.01%
+100
New +$3.69K
HGG
9804
CALL
DELISTED
hhgregg Inc.
HGG
$3K ﹤0.01%
400
+300
+300% +$2.28K
TEAR
9805
CALL
DELISTED
TearLab Corporation
TEAR
$3K ﹤0.01%
+100
New +$4.23K
NILE
9806
PUT
DELISTED
Blue Nile, Inc.
NILE
$3K ﹤0.01%
+100
New +$2.79K
DTLK
9807
DELISTED
Datalink Corp
DTLK
$3K ﹤0.01%
300
-1,980
-87% -$22.2K
AEGR
9808
PUT
DELISTED
Aegerion Pharmaceuticals
AEGR
$3K ﹤0.01%
100
– –
CVT
9809
CALL
DELISTED
CVENT, INC.
CVT
$3K ﹤0.01%
+100
New +$2.64K
QMEX
9810
DELISTED
SPDR MSCI Mexico StrategicFactors ETF
QMEX
$3K ﹤0.01%
+100
New +$2.93K
QKOR
9811
DELISTED
SPDR MSCI South Korea StrategicFactors ETF
QKOR
$3K ﹤0.01%
+100
New +$2.89K
ESI
9812
CALL
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$3K ﹤0.01%
700
-800
-53% -$8.31K
IEIS
9813
DELISTED
ISHARES ENHANCED INTERNATIONAL SMALL-CAP ETF
IEIS
$3K ﹤0.01%
+140
New +$3.46K
MKTO
9814
PUT
DELISTED
MARKETO INC COM STK (DE)
MKTO
$3K ﹤0.01%
100
– –
RRM
9815
DELISTED
RR MEDIA LTD ORD SHS (ISR)
RRM
$3K ﹤0.01%
481
-459
-49% -$3.63K
RITT
9816
DELISTED
RIT TECHNOLOGIES LTD COM STK (IL)
RITT
$3K ﹤0.01%
2,079
+77
+4% +$102
CTCM
9817
CALL
DELISTED
CTC MEDIA INC COM STK
CTCM
$3K ﹤0.01%
400
-2,100
-84% -$20.4K
ARPI
9818
DELISTED
AMERICAN RESIDENTIAL PPTYS INC COM
ARPI
$3K ﹤0.01%
150
-1,076
-88% -$20.1K
BSPM
9819
DELISTED
Biostar Pharmaceuticals, Inc.
BSPM
$3K ﹤0.01%
288
+169
+142% +$1.88K
CBMX
9820
DELISTED
CombiMatrix Corporation
CBMX
$3K ﹤0.01%
+138
New +$4K
CSCB
9821
DELISTED
CREDIT SUISSE X-LINKS COMMODITY BENCHMARK ETNS DUE 6/15/2033
CSCB
$3K ﹤0.01%
178
-59
-25% -$1.21K
NECB
9822
DELISTED
NORTHEAST COMMUNITY BANCORP, INC.
NECB
$3K ﹤0.01%
409
-491
-55% -$3.42K
CHOP
9823
DELISTED
CHINA GERUI ADVANCED MATERIALS GROUP LTD ORD SHS
CHOP
$3K ﹤0.01%
809
+649
+406% +$3.53K
ONCY
9824
CALL
DELISTED
ONCOLYTICS BIOTECH INC
ONCY
$3K ﹤0.01%
5,600
-1,100
-16% -$1.39K
ENVI
9825
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
$3K ﹤0.01%
1,595
-469
-23% -$935
391 392
393
394 395

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.