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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGS
9851
CALL
DELISTED
Hydrogenics Corp
HYGS
$3K ﹤0.01%
+200
New +$4.09K
GLOWE
9852
DELISTED
GLOWPOINT INC
GLOWE
$3K ﹤0.01%
+2,389
New +$3K
NAV.PRD
9853
DELISTED
Navistar International Corporation Cumulative Convertible Junior Preference Stock, Series D
NAV.PRD
$3K ﹤0.01%
326
-300
-48% -$3.52K
DZK
9854
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$3K ﹤0.01%
38
-539
-93% -$40.8K
SDR
9855
CALL
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$3K ﹤0.01%
400
-2,900
-88% -$21K
DOD
9856
DELISTED
ELEMENTS "Dogs of the Dow" Total Return Index Note
DOD
$3K ﹤0.01%
+193
New +$2.92K
ESNC
9857
DELISTED
EnSync Inc
ESNC
$3K ﹤0.01%
6,073
+4,313
+245% +$5.55K
GLF
9858
CALL
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$3K ﹤0.01%
100
-600
-86% -$23.4K
GLF
9859
DELISTED
GulfMark Offshore, Inc. Common Stock
GLF
$3K ﹤0.01%
97
-398
-80% -$15.5K
KONE
9860
DELISTED
Kingtone Wirelessinfo Solution Holding Ltd
KONE
$3K ﹤0.01%
1,122
+520
+86% +$2.63K
FCH
9861
CALL
DELISTED
Felcor Lodging Trust
FCH
$3K ﹤0.01%
300
– –
NTT
9862
PUT
DELISTED
Nippon Telegraph & Telephone
NTT
$3K ﹤0.01%
+100
New +$3.27K
QUNR
9863
PUT
DELISTED
Qunar Cayman Islands Limited
QUNR
$3K ﹤0.01%
100
– –
KBIO
9864
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$3K ﹤0.01%
274
-444
-62% -$6.12K
DLIA
9865
DELISTED
DELIA*S INC
DLIA
$3K ﹤0.01%
10,000
– –
EMDR
9866
DELISTED
VELOCITYSHARES EMERGING MARKETS DR ETF
EMDR
$3K ﹤0.01%
82
– –
HAWK
9867
CALL
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$3K ﹤0.01%
100
-1,000
-91% -$28.2K
STMP
9868
PUT
DELISTED
Stamps.com, Inc.
STMP
$3K ﹤0.01%
100
-100
-50% -$3.31K
RNWK
9869
PUT
DELISTED
RealNetworks Inc
RNWK
$3K ﹤0.01%
+500
New +$3.81K
AMCC
9870
CALL
DELISTED
Applied Micro Circuits Corporation New
AMCC
$3K ﹤0.01%
400
-700
-64% -$6.06K
CZR
9871
CALL
DELISTED
Caesars Entertainment Corporation
CZR
$3K ﹤0.01%
200
-300
-60% -$4.38K
SBND
9872
DELISTED
DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN
SBND
$3K ﹤0.01%
528
-398
-43% -$2.72K
CERE
9873
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$3K ﹤0.01%
+795
New +$3.76K
FSGI
9874
DELISTED
FIRST SECURITY GROUP, INC.
FSGI
$3K ﹤0.01%
1,311
-1,542
-54% -$3.09K
HRG
9875
CALL
DELISTED
HRG Group, Inc.
HRG
$3K ﹤0.01%
+200
New +$2.51K
393 394
395
396 397

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.