UBS’s Uni-Pixel, Inc. UNXL Stock Holding History

UBS’s Portfolio UNXL Stock Details UNXL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$3K	Hold	400	–	–	﹤0.01%	9874
2014 Q2	$3K	Sell	400 -300	-43%	-$1.98K	﹤0.01%	9917
2014 Q1	$5K	Sell	700 -3,800	-84%	-$36.2K	﹤0.01%	9603
2013 Q4	$45K	Sell	4,500 -18,800	-81%	-$277K	﹤0.01%	7102
2013 Q3	$413K	Buy	23,300 +3,300	+17%	+$52.6K	﹤0.01%	4360
2013 Q2	$293K	Buy	+20,000	New	+$516K	﹤0.01%	4675

Other funds holding UNXL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

CHAM

Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

RFC

Regions Financial Corp Birmingham, Alabama $15.4B AUM 21.7% 1-Year Est. Return

UBS's UNXL Position: Q3 2014 in Review

UBS held its Uni-Pixel, Inc. (UNXL) position steady in Q3 2014 at 5,000 shares worth $32K. The position accounts for ﹤0.01% of the portfolio, ranked #7410.

UBS first reported a position in UNXL in Q2 2013 and has held it in 6 quarters since. The position peaked at $434K in Q3 2013. 33 funds tracked by Wall St. Rank hold UNXL as of Q3 2014.

UBS held 5,000 shares of Uni-Pixel, Inc. worth $32K as of Q3 2014.
UBS left its Uni-Pixel, Inc. share count unchanged in Q3 2014.
Uni-Pixel, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #7410 holding.
UBS first reported a position in Uni-Pixel, Inc. in Q2 2013 and has held it in 6 quarters since.
UBS's Uni-Pixel, Inc. position peaked at $434K in Q3 2013.
33 funds tracked by Wall St. Rank held Uni-Pixel, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.