U
SANW

UBS’s S&W Seed Co SANW Stock Holding History

UBS’s Portfolio SANW Stock Details SANW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2K Hold
26
– – ﹤0.01% 10010
2014
Q2 		$3K Hold
26
– – ﹤0.01% 9849
2014
Q1 		$4K Hold
26
– – ﹤0.01% 9703
2013
Q4 		$3K Sell
26
-79
-75% -$9.86K ﹤0.01% 9876
2013
Q3 		$17K Hold
105
– – ﹤0.01% 8259
2013
Q2 		$17K Buy
+105
New +$17.6K ﹤0.01% 8085

Other funds holding SANW

PI
Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
SC
Sophrosyne Capital New York $11.5M AUM 17.82% 1-Year Est. Return
ST
Spot Trading Chicago, Illinois $5.81B AUM 22.41% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management San Mateo, California $29.7B AUM 43.33% 1-Year Est. Return
IGIM
I.G. Investment Management Winnipeg, Manitoba, Canada $19.5B AUM 15.95% 1-Year Est. Return

UBS's SANW Position: Q3 2014 in Review

UBS held its S&W Seed Co (SANW) position steady in Q3 2014 at 26 shares worth $2K. The position accounts for ﹤0.01% of the portfolio, ranked #10010.

UBS first reported a position in SANW in Q2 2013 and has held it in 6 quarters since. The position peaked at $17K in Q3 2013. 29 funds tracked by Wall St. Rank hold SANW as of Q3 2014.

  • UBS held 26 shares of S&W Seed Co worth $2K as of Q3 2014.
  • UBS left its S&W Seed Co share count unchanged in Q3 2014.
  • S&W Seed Co made up ﹤0.01% of UBS's portfolio in Q3 2014, its #10010 holding.
  • UBS first reported a position in S&W Seed Co in Q2 2013 and has held it in 6 quarters since.
  • UBS's S&W Seed Co position peaked at $17K in Q3 2013.
  • 29 funds tracked by Wall St. Rank held S&W Seed Co as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.