We are live on ! Find out more
SANW

S&W Seed Co

Delisted

SANW was delisted on the 1st of August, 2025.

29 hedge funds and large institutions have $32.3M invested in S&W Seed Co in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

16% more funds holding

Funds holding: 2529 (+4)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

13% less capital invested

Capital invested by funds: $37M → $32.3M (-$4.68M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
7
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PI
1
Putnam Investments
Massachusetts
$7.75M +$3.45M +27,621 +89%
CRC
2
Curi RMB Capital
Illinois
$6.41M +$2.28M +18,271 +60%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$6.14M
BA
4
Bard Associates
Illinois
$2.19M -$13.1K -105 -0.6%
Vanguard Group
5
Vanguard Group
Pennsylvania
$1.9M +$71K +569 +4%
AAM
6
ACK Asset Management
Connecticut
$1.75M +$351K +2,816 +27%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$1.67M -$997K -7,988 -39%
KCM
8
Kennedy Capital Management
Missouri
$1.03M -$799K -6,404 -45%
HighTower Advisors
9
HighTower Advisors
Illinois
$638K +$34.7K +278 +6%
GMCM
10
Gruber & McBaine Capital Management
California
$555K
IGIM
11
I.G. Investment Management
Manitoba, Canada
$495K +$10.5K +84 +2%
SC
12
Sophrosyne Capital
New York
$493K -$3.17M -25,428 -87%
CCM
13
Coe Capital Management
Illinois
$295K +$279K +2,237 New
BFA
14
BlackRock Fund Advisors
California
$233K -$11.7K -94 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$170K
Geode Capital Management
16
Geode Capital Management
Massachusetts
$137K
Northern Trust
17
Northern Trust
Illinois
$130K +$123K +986 New
SMC
18
Smith, Moore & Co
Missouri
$84K +$79.5K +637 New
VKH
19
Virtu KCG Holdings
New York
$73K +$69.4K +556 New
EVC
20
Eidelman Virant Capital
Missouri
$70K
WA
21
WFG Advisors
Texas
$70K
TRCT
22
Tower Research Capital (TRC)
New York
$22K +$7.11K +57 +51%
Morgan Stanley
23
Morgan Stanley
New York
$15K +$14.1K +113 New
Barclays
24
Barclays
United Kingdom
$13K +$13.9K +111 New
U
25
UBS
Switzerland
$3K -$9.86K -79 -75%

SANW Hedge Fund Activity: Q4 2013 in Review

29 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in S&W Seed Co (SANW) for Q4 2013, worth a combined $32.3M — down 13% from $37M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SANW positions and 3 closed out — a net gain of 4 holders — while 7 added to existing stakes and 7 trimmed.

The largest buyer was Putnam Investments, adding an estimated $3.45M. The largest seller was Sophrosyne Capital, cutting an estimated $3.17M.

  • 29 institutional investors held S&W Seed Co (SANW) as of Q4 2013, up from 25 in Q3 2013.
  • Funds reported $32.3M of S&W Seed Co stock for Q4 2013, down 13% quarter-over-quarter.
  • 7 funds opened new S&W Seed Co positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest S&W Seed Co buyer in Q4 2013 was Putnam Investments, an estimated $3.45M added.
  • The largest S&W Seed Co seller in Q4 2013 was Sophrosyne Capital, an estimated $3.17M sold.

Based on aggregated 13F filings for Q4 2013.