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SANW

S&W Seed Co

Delisted

SANW was delisted on the 1st of August, 2025.

25 hedge funds and large institutions have $37M invested in S&W Seed Co in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $41M → $37M (-$4M)

17% less funds holding

Funds holding: 3025 (-5)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
25
Holders Change
-5
Holders Change %
-16.67%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
10
Reduced
5
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wellington Management Group
1
Wellington Management Group
Massachusetts
$7.39M +$2.2M +14,600 +46%
PI
2
Putnam Investments
Massachusetts
$4.93M +$617K +4,101 +15%
CRC
3
Curi RMB Capital
Illinois
$4.81M +$4.41M +29,301 +3,144%
SC
4
Sophrosyne Capital
New York
$4.64M -$445K -2,963 -9%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.28M -$2.38M -15,841 -43%
BA
6
Bard Associates
Illinois
$2.67M -$8.27K -55 -0.3%
KCM
7
Kennedy Capital Management
Missouri
$2.26M
Vanguard Group
8
Vanguard Group
Pennsylvania
$2.19M +$775K +5,152 +60%
AAM
9
ACK Asset Management
Connecticut
$1.66M -$2.18M -14,530 -58%
HighTower Advisors
10
HighTower Advisors
Illinois
$724K +$23.9K +159 +4%
GMCM
11
Gruber & McBaine Capital Management
California
$669K -$902 -6 -0.1%
IGIM
12
I.G. Investment Management
Manitoba, Canada
$583K +$110K +731 +25%
Westfield Capital Management
13
Westfield Capital Management
Massachusetts
$296K
BFA
14
BlackRock Fund Advisors
California
$295K +$22K +146 +9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$205K +$194K +1,289 New
Geode Capital Management
16
Geode Capital Management
Massachusetts
$166K
EVC
17
Eidelman Virant Capital
Missouri
$84K
WA
18
WFG Advisors
Texas
$84K +$78.3K +521 +10,420%
TRCT
19
Tower Research Capital (TRC)
New York
$18K +$8.57K +57 +106%
U
20
UBS
Switzerland
$17K
PCM
21
Prelude Capital Management
New York
$17K +$15.8K +105 New
MTIP
22
Magee Thomson Investment Partners
California
$6K +$1.05K +7 +25%
GT
23
Glenmede Trust
Pennsylvania
$4K +$4.36K +29 New
AllianceBernstein
24
AllianceBernstein
Tennessee
$2K +$1.65K +11 New
Bank of America
25
Bank of America
North Carolina
$1K +$752 +5 New

SANW Hedge Fund Activity: Q3 2013 in Review

25 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in S&W Seed Co (SANW) for Q3 2013, worth a combined $37M — down 9.8% from $41M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SANW and 5 opened new positions — a net loss of 5 holders — while 5 trimmed existing stakes and 10 added.

The largest buyer was Curi RMB Capital, adding an estimated $4.41M. The largest seller was Gilder Gagnon Howe & Co, exiting entirely with an estimated $4.95M sold.

  • 25 institutional investors held S&W Seed Co (SANW) as of Q3 2013, down from 30 in Q2 2013.
  • Funds reported $37M of S&W Seed Co stock for Q3 2013, down 9.8% quarter-over-quarter.
  • 5 funds opened new S&W Seed Co positions in Q3 2013 and 10 closed out, a net change of -5 holders.
  • The largest S&W Seed Co buyer in Q3 2013 was Curi RMB Capital, an estimated $4.41M added.
  • The largest S&W Seed Co seller in Q3 2013 was Gilder Gagnon Howe & Co, an estimated $4.95M sold.

Based on aggregated 13F filings for Q3 2013.