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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOXO
9976
DELISTED
Loxo Oncology, Inc
LOXO
$2K ﹤0.01%
+155
New +$2.01K
INTX
9977
CALL
DELISTED
Intersections, Inc.
INTX
$2K ﹤0.01%
+600
New +$2.39K
INTX
9978
PUT
DELISTED
Intersections, Inc.
INTX
$2K ﹤0.01%
600
+100
+20% +$399
NWY
9979
DELISTED
New York & Co Inc
NWY
$2K ﹤0.01%
+519
New +$1.75K
CALL
9980
DELISTED
magicJack VocalTec Ltd
CALL
$2K ﹤0.01%
202
-11,623
-98% -$147K
SNMX
9981
CALL
DELISTED
Senomyx, Inc.
SNMX
$2K ﹤0.01%
+200
New +$1.59K
NDRO
9982
PUT
DELISTED
Enduro Royalty Trust
NDRO
$2K ﹤0.01%
200
– –
YGE
9983
PUT
DELISTED
Yingli Green Energy Holding Comp
YGE
$2K ﹤0.01%
80
-9,920
-99% -$343K
GXP
9984
PUT
DELISTED
Great Plains Energy Incorporated
GXP
$2K ﹤0.01%
100
– –
BLNG
9985
DELISTED
iPath Pure Beta Precious Metals ETN
BLNG
$2K ﹤0.01%
50
– –
CRVP
9986
DELISTED
Crystal Rock Holdings, Inc.
CRVP
$2K ﹤0.01%
2,277
+178
+8% +$144
SSNI
9987
PUT
DELISTED
Silver Spring Networks, Inc.
SSNI
$2K ﹤0.01%
200
– –
STV
9988
DELISTED
China Digital Tv Hldgs Co Ltd
STV
$2K ﹤0.01%
662
-5,776
-90% -$21.8K
SCNB
9989
DELISTED
Suffolk Bancorp
SCNB
$2K ﹤0.01%
116
-1,860
-94% -$38.9K
CYNO
9990
CALL
DELISTED
Cynosure, Inc. Class A
CYNO
$2K ﹤0.01%
100
– –
ACUR
9991
DELISTED
Acura Pharmaceuticals
ACUR
$2K ﹤0.01%
+563
New +$2.64K
BEBE
9992
DELISTED
Bebe Stores Inc
BEBE
$2K ﹤0.01%
100
-100
-50% -$2.83K
RSTI
9993
CALL
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$2K ﹤0.01%
+100
New +$2.31K
VMEM
9994
CALL
DELISTED
VIOLIN MEMORY, INC.
VMEM
$2K ﹤0.01%
125
-125
-50% -$2.08K
CETC
9995
PUT
DELISTED
Hongli Clean Energy Technologies Corp. Common Stock
CETC
$2K ﹤0.01%
+50
New +$1.4K
STR
9996
PUT
DELISTED
QUESTAR CORP
STR
$2K ﹤0.01%
+100
New +$2.3K
TUMI
9997
CALL
DELISTED
TUMI HLDGS INC COM
TUMI
$2K ﹤0.01%
100
-3,400
-97% -$72.1K
CPXX
9998
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
$2K ﹤0.01%
+860
New +$2.35K
RLJE
9999
DELISTED
RLJ Entertainment, Inc.
RLJE
$2K ﹤0.01%
+156
New +$1.57K
GSIG
10000
CALL
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$2K ﹤0.01%
+200
New +$2.44K
398 399
400
401 402

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.