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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSPI icon
10051
CSP Inc
CSPI
$79.3M
$1K ﹤0.01%
318
-714
-69% -$2.72K
CYTK icon
10052
CALL
Cytokinetics
CYTK
$11.1B
$1K ﹤0.01%
300
-1,800
-86% -$7.56K
CYTK icon
10053
PUT
Cytokinetics
CYTK
$11.1B
$1K ﹤0.01%
400
– –
DOMH icon
10054
Dominari Holdings
DOMH
$61.5M
– –
0
– –
DSX icon
10055
PUT
Diana Shipping
DSX
$276M
$1K ﹤0.01%
+143
New +$1.02K
DX
10056
PUT
Dynex Capital
DX
$2.99B
$1K ﹤0.01%
33
– –
EBF icon
10057
PUT
Ennis
EBF
$540M
$1K ﹤0.01%
100
– –
ELTK icon
10058
Eltek
ELTK
$62M
$1K ﹤0.01%
99
-179
-64% -$1.41K
EVOK
10059
DELISTED
Evoke Pharma
EVOK
$1K ﹤0.01%
2
-3
-60% -$2.9K
EVRI
10060
PUT
DELISTED
Everi Holdings
EVRI
$1K ﹤0.01%
+100
New +$802
EXTR icon
10061
Extreme Networks
EXTR
$3.89B
$1K ﹤0.01%
200
-82,221
-100% -$399K
FBP icon
10062
PUT
First Bancorp
FBP
$4.4B
$1K ﹤0.01%
200
-2,000
-91% -$10.3K
FF icon
10063
PUT
Future Fuel
FF
$207M
$1K ﹤0.01%
100
– –
FXP icon
10064
ProShares UltraShort FTSE China 50 of ProShares Trust
FXP
$6.39M
$1K ﹤0.01%
3
-252
-99% -$101K
GIC icon
10065
CALL
Global Industrial
GIC
$1.32B
$1K ﹤0.01%
100
– –
GIGM icon
10066
GigaMedia
GIGM
$15.3M
$1K ﹤0.01%
200
– –
GPK icon
10067
CALL
Graphic Packaging
GPK
$3.25B
$1K ﹤0.01%
100
– –
GRVY
10068
GRAVITY
GRVY
$418M
$1K ﹤0.01%
237
+55
+30% +$176
GURE
10069
Gulf Resources
GURE
$5.6M
$1K ﹤0.01%
12
-101
-89% -$9.96K
IAU icon
10070
PUT
iShares Gold Trust
IAU
$62.9B
$1K ﹤0.01%
50
-100
-67% -$2.48K
ICFI icon
10071
ICF International
ICFI
$1.4B
$1K ﹤0.01%
39
-99,254
-100% -$3.41M
IGC icon
10072
IGC Pharma
IGC
$27.7M
$1K ﹤0.01%
+2,112
New +$2.06K
KINS icon
10073
Kingstone Companies
KINS
$273M
$1K ﹤0.01%
71
-560
-89% -$4.07K
LIQT icon
10074
LiqTech
LIQT
$21.4M
$1K ﹤0.01%
+18
New +$955
LITB
10075
PUT
LightInTheBox
LITB
$56.2M
$1K ﹤0.01%
33
– –
401 402
403
404 405

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.