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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFXE
10151
CALL
DELISTED
SFX ENTERTAINMENT, INC COM
SFXE
$1K ﹤0.01%
200
-7,600
-97% -$50.9K
DRWI
10152
PUT
DELISTED
DragonWave Inc
DRWI
$1K ﹤0.01%
40
– –
WBS.WS
10153
DELISTED
WEBSTER FINL CORP WATERBURY WT PUR COM EXP 11/21/2018
WBS.WS
$1K ﹤0.01%
50
– –
ROYL
10154
PUT
DELISTED
ROYALE ENERGY INC
ROYL
$1K ﹤0.01%
500
-900
-64% -$3.19K
VRTA
10155
DELISTED
VESTIN REALTY MORTGAGE I INC COM STK NEW
VRTA
$1K ﹤0.01%
201
-1,188
-86% -$7.93K
GM.WS.C
10156
DELISTED
GENERAL MTRS CO WTS EXP 12/31/15 (DE)
GM.WS.C
$1K ﹤0.01%
+1,250
New +$2.25K
ADEP
10157
CALL
DELISTED
Adept Technology Inc
ADEP
$1K ﹤0.01%
100
-3,700
-97% -$32.7K
GURX
10158
DELISTED
GLOBAL X GURU SMALL CAP INDEX
GURX
$1K ﹤0.01%
+53
New +$775
ATL
10159
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
$1K ﹤0.01%
3,992
-16,776
-81% -$5.86K
RGDX
10160
DELISTED
RESPONSE GENETICS, INC COMMON SHS (DELAWARE)
RGDX
$1K ﹤0.01%
+1,532
New +$1.2K
ADNC
10161
CALL
DELISTED
AUDIENCE INC COM STK (DE)
ADNC
$1K ﹤0.01%
100
– –
RVM
10162
DELISTED
REVETT MINING COMPANY COMMON SHARES (DELAWARE)
RVM
$1K ﹤0.01%
+751
New +$853
ZA
10163
DELISTED
ZUOAN FASHION LTD SPON ADR REPSTG 16 ORD SHS
ZA
$1K ﹤0.01%
276
-1,238
-82% -$6.93K
CRMD.WS
10164
DELISTED
CORMEDIX INC WTS EXP 04/30/15
CRMD.WS
$1K ﹤0.01%
2,828
-100
-3% -$30
SIMG
10165
CALL
DELISTED
SILICON IMAGE INC
SIMG
$1K ﹤0.01%
+200
New +$997
CRRS
10166
DELISTED
CORPORATE RESOURCE SERVICES, INC. COMMON STOCK
CRRS
$1K ﹤0.01%
335
-1,991
-86% -$3.85K
SR
10167
DELISTED
STANDARD REGISTER CO (NEW)
SR
$1K ﹤0.01%
+255
New +$1.42K
BSDM
10168
DELISTED
BSD MEDICAL CORP (DEL)
BSDM
$1K ﹤0.01%
2,000
-3,124
-61% -$2.19K
WHX
10169
DELISTED
WHITING USA TRUST I UNITS OF BENE INT
WHX
$1K ﹤0.01%
200
-1,926
-91% -$4.58K
AMCO
10170
DELISTED
ARMCO METALS HOLDINGS INC COM STK NEW (NV)
AMCO
$1K ﹤0.01%
400
– –
KWK
10171
PUT
DELISTED
QUICKSILVER RESOURCES INC
KWK
$1K ﹤0.01%
1,800
+1,300
+260% +$1.97K
MXT
10172
DELISTED
MAXCOM TELECOMUNICACIONES S A DE C V SPONSORED ADR REP (MX)
MXT
$1K ﹤0.01%
890
+790
+790% +$1.24K
OHAI
10173
PUT
DELISTED
OHA Investment Corporation
OHAI
$1K ﹤0.01%
100
– –
MOBL
10174
CALL
DELISTED
MobileIron, Inc.
MOBL
$1K ﹤0.01%
+100
New +$979
BEAT
10175
CALL
DELISTED
BioTelemetry, Inc.
BEAT
$1K ﹤0.01%
+100
New +$701
405 406
407
408 409

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.