U
OHAI

UBS’s OHA Investment Corporation OHAI Stock Holding History

UBS’s Portfolio OHAI Stock Details OHAI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1K Hold
100
– – ﹤0.01% 10262
2014
Q2 		$1K Buy
+100
New +$650 ﹤0.01% 10329

Other funds holding OHAI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RO
Reservoir Operations New York $13.2M AUM 10.2% 1-Year Est. Return
ICM
Indaba Capital Management San Francisco, California $33.8M AUM 33.83% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CIM
Corbyn Investment Management Lutherville, Maryland $300M AUM 18.88% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
GC
Gratia Capital Los Angeles, California $227M AUM 16.14% 1-Year Est. Return

UBS's OHAI Position: Q3 2014 in Review

UBS reduced its OHA Investment Corporation (OHAI) stake by 12% in Q3 2014, selling an estimated $408K and leaving 456,054 shares worth $2.82M. The position accounts for ﹤0.01% of the portfolio, ranked #2585.

UBS first reported a position in OHAI in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.29M in Q1 2014. 43 funds tracked by Wall St. Rank hold OHAI as of Q3 2014.

  • UBS held 456,054 shares of OHA Investment Corporation worth $2.82M as of Q3 2014.
  • UBS sold 64,263 OHA Investment Corporation shares in Q3 2014, an estimated $408K.
  • OHA Investment Corporation made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2585 holding.
  • UBS first reported a position in OHA Investment Corporation in Q2 2013 and has held it in 6 quarters since.
  • UBS's OHA Investment Corporation position peaked at $3.29M in Q1 2014.
  • 43 funds tracked by Wall St. Rank held OHA Investment Corporation as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.