UBS’s CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) HOTRW Stock Holding History

UBS’s Portfolio HOTRW Stock Details HOTRW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1K	Buy	+3,000	New	+$1K	﹤0.01%	10289
2014 Q2	–	Sell	-4,623	Closed	-$3K	–	11511
2014 Q1	$3K	Buy	4,623 +4,300	+1,331%	+$2.79K	﹤0.01%	9974
2013 Q4	$0	Sell	323 -1,554	-83%	–	﹤0.01%	11519
2013 Q3	$1K	Sell	1,877 -3,560	-65%	-$1.9K	﹤0.01%	10287
2013 Q2	$2K	Buy	+5,437	New	+$2K	﹤0.01%	9986

Other funds holding HOTRW

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

TDC

Thompson Davis & Co Richmond, Virginia $150M AUM 32.35% 1-Year Est. Return

CDH

Charles D. Hyman $1.79B AUM 17.18% 1-Year Est. Return

UBS's HOTRW Position: Q3 2014 in Review

UBS opened a new position in CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) (HOTRW) in Q3 2014: 3,000 shares worth $1K. The stake represents ﹤0.01% of the portfolio and ranks #10289 among its holdings. This is a return to the name: UBS previously reported a position in HOTRW as recently as Q1 2014.

UBS first reported a position in HOTRW in Q2 2013 and has held it in 5 quarters since. The position peaked at $3K in Q1 2014. 5 funds tracked by Wall St. Rank hold HOTRW as of Q3 2014.

UBS held 3,000 shares of CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) worth $1K as of Q3 2014.
CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) was a new UBS position in Q3 2014.
CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) made up ﹤0.01% of UBS's portfolio in Q3 2014, its #10289 holding.
UBS first reported a position in CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) in Q2 2013 and has held it in 5 quarters since.
UBS's CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) position peaked at $3K in Q1 2014.
5 funds tracked by Wall St. Rank held CHANTICLEER HLDGS INC WTS EXP 6/11/2017 (DE) as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.