UBS’s DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 BOM Stock Holding History

UBS’s Portfolio BOM Stock Details BOM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1K	Buy	+66	New	+$844	﹤0.01%	10276
2014 Q2	–	Sell	-376	Closed	-$6K	–	11442
2014 Q1	$6K	Sell	376 -1,099	-75%	-$16.4K	﹤0.01%	9476
2013 Q4	$20K	Sell	1,475 -672	-31%	-$9.73K	﹤0.01%	8193
2013 Q3	$31K	Sell	2,147 -267	-11%	-$3.97K	﹤0.01%	7525
2013 Q2	$38K	Buy	+2,414	New	+$35.6K	﹤0.01%	7118

Other funds holding BOM

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's BOM Position: Q3 2014 in Review

UBS opened a new position in DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 (BOM) in Q3 2014: 66 shares worth $1K. The stake represents ﹤0.01% of the portfolio and ranks #10276 among its holdings. This is a return to the name: UBS previously reported a position in BOM as recently as Q1 2014.

UBS first reported a position in BOM in Q2 2013 and has held it in 5 quarters since. The position peaked at $38K in Q2 2013. 3 funds tracked by Wall St. Rank hold BOM as of Q3 2014.

UBS held 66 shares of DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 worth $1K as of Q3 2014.
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 was a new UBS position in Q3 2014.
DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #10276 holding.
UBS first reported a position in DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 in Q2 2013 and has held it in 5 quarters since.
UBS's DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 position peaked at $38K in Q2 2013.
3 funds tracked by Wall St. Rank held DB Base Metals Double Short Exchange Traded Notes due June 1, 2038 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.