UBS’s American Water Works AWK Stock Holding History

UBS’s Portfolio AWK Stock Details AWK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-500	Closed	-$25K	–	10346
2014 Q2	$25K	Buy	+500	New	+$23.5K	﹤0.01%	7777
2014 Q1	–	Sell	-126,800	Closed	-$5.36M	–	10412
2013 Q4	$5.36M	Buy	126,800 +118,900	+1,505%	+$4.98M	0.01%	1807
2013 Q3	$326K	Buy	7,900 +2,000	+34%	+$82.7K	﹤0.01%	4598
2013 Q2	$243K	Buy	+5,900	New	+$244K	﹤0.01%	4886

Other funds holding AWK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PAMU

Pictet Asset Management (UK) London, United Kingdom $91.8B AUM 47.77% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CRM

Cramer Rosenthal McGlynn Stamford, Connecticut $1.36B AUM 31.72% 1-Year Est. Return

UBS's AWK Position: Q3 2014 in Review

UBS increased its American Water Works (AWK) stake by 1.2% in Q3 2014, buying an estimated $366K and bringing the position to 630,938 shares worth $30.4M. The position accounts for 0.02% of the portfolio, ranked #723.

UBS first reported a position in AWK in Q2 2013 and has held it in 6 quarters since. The position peaked at $37.5M in Q3 2013. 452 funds tracked by Wall St. Rank hold AWK as of Q3 2014.

UBS held 630,938 shares of American Water Works worth $30.4M as of Q3 2014.
UBS bought 7,497 American Water Works shares in Q3 2014, an estimated $366K.
American Water Works made up 0.02% of UBS's portfolio in Q3 2014, its #723 holding.
UBS first reported a position in American Water Works in Q2 2013 and has held it in 6 quarters since.
UBS's American Water Works position peaked at $37.5M in Q3 2013.
452 funds tracked by Wall St. Rank held American Water Works as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.