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UBS’s Hercules Capital HTGC Stock Holding History

UBS’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,000
Closed -$16K – 10522
2014
Q2 		$16K Hold
1,000
– – ﹤0.01% 8353
2014
Q1 		$14K Buy
+1,000
New +$15.7K ﹤0.01% 8520
2013
Q4 		– Sell
-700
Closed -$11K – 10545
2013
Q3 		$11K Sell
700
-100
-13% -$1.45K ﹤0.01% 8717
2013
Q2 		$11K Buy
+800
New +$10.4K ﹤0.01% 8530

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
LTI
Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS's HTGC Position: Q3 2014 in Review

UBS reduced its Hercules Capital (HTGC) stake by 12% in Q3 2014, selling an estimated $2.85M and leaving 1,280,266 shares worth $18.5M. The position accounts for 0.01% of the portfolio, ranked #1009.

UBS first reported a position in HTGC in Q2 2013 and has held it in 6 quarters since. The position peaked at $23.6M in Q2 2014. 138 funds tracked by Wall St. Rank hold HTGC as of Q3 2014.

  • UBS held 1,280,266 shares of Hercules Capital worth $18.5M as of Q3 2014.
  • UBS sold 180,048 Hercules Capital shares in Q3 2014, an estimated $2.85M.
  • Hercules Capital made up 0.01% of UBS's portfolio in Q3 2014, its #1009 holding.
  • UBS first reported a position in Hercules Capital in Q2 2013 and has held it in 6 quarters since.
  • UBS's Hercules Capital position peaked at $23.6M in Q2 2014.
  • 138 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.