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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
10526
PUT
Omnicom Group
OMC
$22.7B
– –
-16,563
Closed -$1.18M
OMEX icon
10527
CALL
Odyssey Marine Exploration
OMEX
$40.4M
– –
-108
Closed -$2K
ONB icon
10528
CALL
Old National Bancorp
ONB
$10.1B
– –
-100
Closed -$1K
ON icon
10529
PUT
ON Semiconductor
ON
$33.8B
– –
-800
Closed -$7K
ONTO icon
10530
CALL
Onto Innovation
ONTO
$13.6B
– –
-500
Closed -$9K
OPCH icon
10531
PUT
Option Care Health
OPCH
$3.4B
– –
-675
Closed -$23K
ORMP icon
10532
CALL
Oramed Pharmaceuticals
ORMP
$165M
– –
-1,000
Closed -$10K
OSIS icon
10533
CALL
OSI Systems
OSIS
$3.57B
– –
-800
Closed -$53K
OSIS icon
10534
PUT
OSI Systems
OSIS
$3.57B
– –
-100
Closed -$7K
OTEX icon
10535
PUT
Open Text
OTEX
$5.43B
– –
-2,000
Closed -$48K
OUT icon
10536
CALL
Outfront Media
OUT
$5.64B
– –
-172,044
Closed -$4.21M
OVBC icon
10537
Ohio Valley Banc Corp
OVBC
$199M
– –
-550
Closed -$13K
OZK icon
10538
CALL
Bank OZK
OZK
$5.49B
– –
-200
Closed -$7K
PDFS icon
10539
PDF Solutions
PDFS
$2.13B
– –
-2,274
Closed -$45.1K
PEBK icon
10540
Peoples Bancorp of North Carolina
PEBK
$229M
– –
-1,915
Closed -$28K
PED icon
10541
PEDEVCO
PED
$159M
– –
-25
Closed -$10K
PEO
10542
CALL
Adams Natural Resources Fund
PEO
$759M
– –
-416
Closed -$12K
PEO
10543
PUT
Adams Natural Resources Fund
PEO
$759M
– –
-312
Closed -$9K
PFBC icon
10544
Preferred Bank
PFBC
$1.22B
– –
-66
Closed -$2K
PFG icon
10545
CALL
Principal Financial Group
PFG
$23.6B
– –
-200
Closed -$10K
PGR icon
10546
CALL
Progressive
PGR
$124B
– –
-100
Closed -$3K
PH icon
10547
PUT
Parker-Hannifin
PH
$125B
– –
-7,500
Closed -$943K
PLUR icon
10548
CALL
Pluri
PLUR
$19.2M
– –
-3
Closed -$1K
PLUR icon
10549
PUT
Pluri
PLUR
$19.2M
– –
-6
Closed -$2K
PLX icon
10550
CALL
Protalix BioTherapeutics
PLX
$191M
– –
-1,000
Closed -$37K
420 421
422
423 424

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.