UBS’s PEDEVCO PED Stock Holding History

UBS’s Portfolio PED Stock Details PED Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-25	Closed	-$10K	–	10642
2014 Q2	$10K	Buy	25 +17	+213%	+$6.95K	﹤0.01%	8893
2014 Q1	$3K	Buy	8 +1	+14%	+$464	﹤0.01%	9861
2013 Q4	$3K	Buy	7 +1	+17%	+$635	﹤0.01%	9872
2013 Q3	$5K	Buy	+6	New	+$5.13K	﹤0.01%	9422

Other funds holding PED

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Geneva Advisors Chicago, Illinois $5.81B AUM 23.71% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's PED Position: Q3 2014 in Review

UBS sold out of PEDEVCO (PED) in Q3 2014, closing a stake of 25 shares — an estimated $10K sold.

UBS first reported a position in PED in Q3 2013 and held it in 4 quarters. The position peaked at $10K in Q2 2014. 17 funds tracked by Wall St. Rank hold PED as of Q3 2014.

UBS reported no remaining PEDEVCO position as of Q3 2014 after selling out during the quarter.
UBS sold 25 PEDEVCO shares in Q3 2014, an estimated $10K.
UBS first reported a position in PEDEVCO in Q3 2013 and held it in 4 quarters.
UBS's PEDEVCO position peaked at $10K in Q2 2014.
17 funds tracked by Wall St. Rank held PEDEVCO as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.