UBS’s Bank OZK OZK Stock Holding History

UBS’s Portfolio OZK Stock Details OZK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$7K	–	10639
2014 Q2	$7K	Sell	200 -1,000	-83%	-$31K	﹤0.01%	9238
2014 Q1	$41K	Buy	+1,200	New	+$37.3K	﹤0.01%	7114

Other funds holding OZK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Bank OZK Little Rock, Arkansas $283M AUM 24.45% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Silvercrest Asset Management New York $13.8B AUM 28.39% 1-Year Est. Return

UBS's OZK Position: Q3 2014 in Review

UBS increased its Bank OZK (OZK) stake by 302% in Q3 2014, buying an estimated $412K and bringing the position to 17,008 shares worth $536K. The position accounts for ﹤0.01% of the portfolio, ranked #4196.

UBS first reported a position in OZK in Q2 2013 and has held it in 6 quarters since. 201 funds tracked by Wall St. Rank hold OZK as of Q3 2014.

UBS held 17,008 shares of Bank OZK worth $536K as of Q3 2014.
UBS bought 12,782 Bank OZK shares in Q3 2014, an estimated $412K.
Bank OZK made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4196 holding.
UBS first reported a position in Bank OZK in Q2 2013 and has held it in 6 quarters since.
201 funds tracked by Wall St. Rank held Bank OZK as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.