UBS’s Preferred Bank PFBC Stock Holding History

UBS’s Portfolio PFBC Stock Details PFBC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-66	Closed	-$2K	–	10645
2014 Q2	$2K	Sell	66 -1,088	-94%	-$25.3K	﹤0.01%	10051
2014 Q1	$30K	Buy	+1,154	New	+$26.3K	﹤0.01%	7543
2013 Q4	–	Sell	-2,203	Closed	-$39K	–	10663
2013 Q3	$39K	Buy	2,203 +1,768	+406%	+$29.9K	﹤0.01%	7177
2013 Q2	$7K	Buy	+435	New	+$6.99K	﹤0.01%	8993

Other funds holding PFBC

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

EPCA

Elizabeth Park Capital Advisors Pepper Pike, Ohio $130M AUM 23.02% 1-Year Est. Return

UBS's PFBC Position: Q3 2014 in Review

UBS sold out of Preferred Bank (PFBC) in Q3 2014, closing a stake of 66 shares — an estimated $2K sold.

UBS first reported a position in PFBC in Q2 2013 and held it in 4 quarters. The position peaked at $39K in Q3 2013. 70 funds tracked by Wall St. Rank hold PFBC as of Q3 2014.

UBS reported no remaining Preferred Bank position as of Q3 2014 after selling out during the quarter.
UBS sold 66 Preferred Bank shares in Q3 2014, an estimated $2K.
UBS first reported a position in Preferred Bank in Q2 2013 and held it in 4 quarters.
UBS's Preferred Bank position peaked at $39K in Q3 2013.
70 funds tracked by Wall St. Rank held Preferred Bank as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.