UBS’s Ready Capital RC Stock Holding History

UBS’s Portfolio RC Stock Details RC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,439	Closed	-$24K	–	10676
2014 Q2	$24K	Buy	+1,439	New	+$23.7K	﹤0.01%	7853
2014 Q1	–	Sell	-2,050	Closed	-$33K	–	10716
2013 Q4	$33K	Buy	+2,050	New	+$35.1K	﹤0.01%	7518

Other funds holding RC

YMRC

Yorktown Management & Research Company Forest, Virginia $163M AUM 68.53% 1-Year Est. Return

State of New Jersey Common Pension Fund D Trenton, New Jersey $25.9B AUM 26.38% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

UBS's RC Position: Q3 2014 in Review

UBS sold out of Ready Capital (RC) in Q3 2014, closing a stake of 1,439 shares — an estimated $24K sold.

UBS first reported a position in RC in Q4 2013 and held it in 2 quarters. The position peaked at $33K in Q4 2013. 39 funds tracked by Wall St. Rank hold RC as of Q3 2014.

UBS reported no remaining Ready Capital position as of Q3 2014 after selling out during the quarter.
UBS sold 1,439 Ready Capital shares in Q3 2014, an estimated $24K.
UBS first reported a position in Ready Capital in Q4 2013 and held it in 2 quarters.
UBS's Ready Capital position peaked at $33K in Q4 2013.
39 funds tracked by Wall St. Rank held Ready Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.