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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEED icon
10601
PUT
Origin Agritech
SEED
$12.3M
– –
-60
Closed -$1K
SEM
10602
CALL
DELISTED
Select Medical
SEM
– –
-1,856
Closed -$16K
SEM
10603
PUT
DELISTED
Select Medical
SEM
– –
-2,413
Closed -$20K
SGC icon
10604
Superior Group of Companies
SGC
$193M
– –
-12,088
Closed -$98K
SGLY icon
10605
Singularity Future Technology
SGLY
$241K
– –
-26
Closed -$3K
SGU icon
10606
CALL
Star Group
SGU
$428M
– –
-300
Closed -$2K
SIG icon
10607
CALL
Signet Jewelers
SIG
$3.55B
– –
-600
Closed -$66K
SIG icon
10608
PUT
Signet Jewelers
SIG
$3.55B
– –
-600
Closed -$66K
SIL icon
10609
PUT
Global X Silver Miners ETF NEW
SIL
$4.08B
– –
-800
Closed -$34K
SKF icon
10610
CALL
ProShares UltraShort Financials
SKF
$10.5M
– –
-73
Closed -$73K
SKT icon
10611
CALL
Tanger
SKT
$4.82B
– –
-1,500
Closed -$52K
SKYW icon
10612
CALL
Skywest
SKYW
$4.11B
– –
-3,300
Closed -$40K
SKYY icon
10613
CALL
First Trust Cloud Computing ETF
SKYY
$2.74B
– –
-500
Closed -$14K
SLG icon
10614
CALL
SL Green Realty
SLG
$3.88B
– –
-7,025
Closed -$744K
SLRC icon
10615
PUT
SLR Investment Corp
SLRC
$706M
– –
-100
Closed -$2K
SLVP icon
10616
iShares MSCI Global Silver and Metals Miners ETF
SLVP
$805M
– –
-250
Closed -$3K
SMN icon
10617
CALL
ProShares UltraShort Materials
SMN
$4.04M
– –
-44
Closed -$20K
SNY icon
10618
PUT
Sanofi
SNY
$104B
– –
-21,000
Closed -$1.12M
SOCL icon
10619
CALL
Global X Social Media ETF
SOCL
$87.8M
– –
-400
Closed -$8K
SOCL icon
10620
PUT
Global X Social Media ETF
SOCL
$87.8M
– –
-500
Closed -$10K
SOL
10621
CALL
DELISTED
Emeren Group
SOL
– –
-120
Closed -$2K
SPB icon
10622
CALL
Spectrum Brands
SPB
$2.04B
– –
-200
Closed -$17K
SPB icon
10623
PUT
Spectrum Brands
SPB
$2.04B
– –
-500
Closed -$43K
SPGP icon
10624
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-923
Closed -$29K
SPWH icon
10625
Sportsman's Warehouse
SPWH
$43.7M
– –
-4,188
Closed -$34K
423 424
425
426 427

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.