UBS’s Spectrum Brands SPB Stock Holding History

UBS’s Portfolio SPB Stock Details SPB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-200	Closed	-$17K	–	10723
2014 Q2	$17K	Buy	200 +100	+100%	+$7.8K	﹤0.01%	8279
2014 Q1	$8K	Hold	100	–	–	﹤0.01%	9151
2013 Q4	$7K	Sell	100 -1,000	-91%	-$66.8K	﹤0.01%	9337
2013 Q3	$72K	Buy	1,100 +200	+22%	+$12.2K	﹤0.01%	6398
2013 Q2	$51K	Buy	+900	New	+$52.5K	﹤0.01%	6705

Other funds holding SPB

Harbinger Holdings New York $6.22M AUM 14.75% 1-Year Est. Return

LCG

Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

TCP

Tourbillon Capital Partners New York $6.26M AUM 42.29% 1-Year Est. Return

UBS's SPB Position: Q3 2014 in Review

UBS increased its Spectrum Brands (SPB) stake by 29% in Q3 2014, buying an estimated $308K and bringing the position to 16,168 shares worth $1.46M. The position accounts for ﹤0.01% of the portfolio, ranked #3206.

UBS first reported a position in SPB in Q2 2013 and has held it in 6 quarters since. 165 funds tracked by Wall St. Rank hold SPB as of Q3 2014.

UBS held 16,168 shares of Spectrum Brands worth $1.46M as of Q3 2014.
UBS bought 3,586 Spectrum Brands shares in Q3 2014, an estimated $308K.
Spectrum Brands made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3206 holding.
UBS first reported a position in Spectrum Brands in Q2 2013 and has held it in 6 quarters since.
165 funds tracked by Wall St. Rank held Spectrum Brands as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.