UBS’s Global X Silver Miners ETF NEW SIL Stock Holding History

UBS’s Portfolio SIL Stock Details SIL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-800	Closed	-$34K	–	10710
2014 Q2	$34K	Hold	800	–	–	﹤0.01%	7390
2014 Q1	$31K	Sell	800 -500	-38%	-$19.6K	﹤0.01%	7494
2013 Q4	$44K	Buy	+1,300	New	+$46.6K	﹤0.01%	7132
2013 Q3	–	Sell	-300	Closed	-$11K	–	10681
2013 Q2	$11K	Buy	+300	New	+$12.8K	﹤0.01%	8547

Other funds holding SIL

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

SCM

SOL Capital Management Rockville, Maryland $206M AUM 17.87% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCYC

Richard C. Young & Co Newport, Rhode Island $1.21B AUM 38.41% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

UBS's SIL Position: Q3 2014 in Review

UBS increased its Global X Silver Miners ETF NEW (SIL) stake by 139% in Q3 2014, buying an estimated $669K and bringing the position to 28,708 shares worth $916K. The position accounts for ﹤0.01% of the portfolio, ranked #3681.

UBS first reported a position in SIL in Q2 2013 and has held it in 6 quarters since. 43 funds tracked by Wall St. Rank hold SIL as of Q3 2014.

UBS held 28,708 shares of Global X Silver Miners ETF NEW worth $916K as of Q3 2014.
UBS bought 16,690 Global X Silver Miners ETF NEW shares in Q3 2014, an estimated $669K.
Global X Silver Miners ETF NEW made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3681 holding.
UBS first reported a position in Global X Silver Miners ETF NEW in Q2 2013 and has held it in 6 quarters since.
43 funds tracked by Wall St. Rank held Global X Silver Miners ETF NEW as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.