UBS’s Invesco Solar ETF TAN Stock Holding History

UBS’s Portfolio TAN Stock Details TAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-6,200	Closed	-$276K	–	10742
2014 Q2	$276K	Buy	6,200 +2,800	+82%	+$116K	﹤0.01%	4835
2014 Q1	$150K	Sell	3,400 -3,000	-47%	-$129K	﹤0.01%	5519
2013 Q4	$225K	Sell	6,400 -500	-7%	-$18.7K	﹤0.01%	5167
2013 Q3	$238K	Buy	6,900 +5,900	+590%	+$166K	﹤0.01%	4963
2013 Q2	$24K	Buy	+1,000	New	+$21.3K	﹤0.01%	7667

Other funds holding TAN

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CWM

Cabot Wealth Management Salem, Massachusetts $869M AUM 16.19% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

UBS's TAN Position: Q3 2014 in Review

UBS reduced its Invesco Solar ETF (TAN) stake by 49% in Q3 2014, selling an estimated $3.16M and leaving 75,883 shares worth $3.08M. The position accounts for ﹤0.01% of the portfolio, ranked #2495.

UBS first reported a position in TAN in Q2 2013 and has held it in 6 quarters since. The position peaked at $7M in Q1 2014. 69 funds tracked by Wall St. Rank hold TAN as of Q3 2014.

UBS held 75,883 shares of Invesco Solar ETF worth $3.08M as of Q3 2014.
UBS sold 74,252 Invesco Solar ETF shares in Q3 2014, an estimated $3.16M.
Invesco Solar ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2495 holding.
UBS first reported a position in Invesco Solar ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco Solar ETF position peaked at $7M in Q1 2014.
69 funds tracked by Wall St. Rank held Invesco Solar ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.