UBS’s TRX Gold Corp TRX Stock Holding History

UBS’s Portfolio TRX Stock Details TRX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,800	Closed	-$11K	–	10763
2014 Q2	$11K	Hold	4,800	–	–	﹤0.01%	8799
2014 Q1	$11K	Sell	4,800 -300	-6%	-$660	﹤0.01%	8815
2013 Q4	$9K	Sell	5,100 -229,400	-98%	-$483K	﹤0.01%	9106
2013 Q3	$593K	Sell	234,500 -148,700	-39%	-$484K	﹤0.01%	3948
2013 Q2	$1.03M	Buy	+383,200	New	+$1.11M	﹤0.01%	3299

Other funds holding TRX

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Portola Group San Jose, California $75.6M AUM 15.13% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Swiss National Bank Zurich, Switzerland $174B AUM 30.96% 1-Year Est. Return

UBS's TRX Position: Q3 2014 in Review

UBS reduced its TRX Gold Corp (TRX) stake by 9.9% in Q3 2014, selling an estimated $2.37K and leaving 9,478 shares worth $20K. The position accounts for ﹤0.01% of the portfolio, ranked #8028.

UBS first reported a position in TRX in Q3 2013 and has held it in 5 quarters since. The position peaked at $24K in Q2 2014. 47 funds tracked by Wall St. Rank hold TRX as of Q3 2014.

UBS held 9,478 shares of TRX Gold Corp worth $20K as of Q3 2014.
UBS sold 1,042 TRX Gold Corp shares in Q3 2014, an estimated $2.37K.
TRX Gold Corp made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8028 holding.
UBS first reported a position in TRX Gold Corp in Q3 2013 and has held it in 5 quarters since.
UBS's TRX Gold Corp position peaked at $24K in Q2 2014.
47 funds tracked by Wall St. Rank held TRX Gold Corp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.