UBS’s ProShares UltraPro Dow 30 UDOW Stock Holding History

UBS’s Portfolio UDOW Stock Details UDOW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-3,200	Closed	-$24K	–	10774
2014 Q2	$24K	Buy	+3,200	New	+$22.8K	﹤0.01%	7858
2013 Q4	–	Sell	-1,600	Closed	-$9K	–	10782
2013 Q3	$9K	Hold	1,600	–	–	﹤0.01%	8928
2013 Q2	$8K	Buy	+1,600	New	+$8.23K	﹤0.01%	8873

Other funds holding UDOW

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $679M AUM 22.19% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Credit Agricole Montrouge Cedex, France $38.1B AUM

UBS's UDOW Position: Q1 2014 in Review

UBS sold out of ProShares UltraPro Dow 30 (UDOW) in Q1 2014, closing a stake of 16,688 shares — an estimated $118K sold.

UBS first reported a position in UDOW in Q4 2013 and held it in 1 quarter. The position peaked at $118K in Q4 2013. 9 funds tracked by Wall St. Rank hold UDOW as of Q1 2014.

UBS reported no remaining ProShares UltraPro Dow 30 position as of Q1 2014 after selling out during the quarter.
UBS sold 16,688 ProShares UltraPro Dow 30 shares in Q1 2014, an estimated $118K.
UBS first reported a position in ProShares UltraPro Dow 30 in Q4 2013 and held it in 1 quarter.
UBS's ProShares UltraPro Dow 30 position peaked at $118K in Q4 2013.
9 funds tracked by Wall St. Rank held ProShares UltraPro Dow 30 as of Q1 2014.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.