We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTHR
10751
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
16
-689
-98% -$14.4K
TAST
10752
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-4,897
Closed -$35K
AEL
10753
PUT
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-200
Closed -$5K
PGTI
10754
CALL
DELISTED
PGT, Inc.
PGTI
– –
-500
Closed -$4K
PGTI
10755
PUT
DELISTED
PGT, Inc.
PGTI
– –
-500
Closed -$4K
BKCC
10756
CALL
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-13,600
Closed -$124K
BKCC
10757
PUT
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-100
Closed -$1K
DBGR
10758
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-3
Closed –
EXPR
10759
PUT
DELISTED
Express, Inc.
EXPR
– –
-20
Closed -$7K
BFX
10760
PUT
DELISTED
BowFlex Inc.
BFX
– –
-1,000
Closed -$11K
CHIE
10761
DELISTED
Global X MSCI China Energy ETF
CHIE
– –
-950
Closed -$15K
CYAN
10762
DELISTED
Cyanotech Corp
CYAN
– –
-276
Closed -$1K
MARK
10763
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
7
– –
DMK
10764
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-42
Closed -$14K
GOL
10765
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-6,600
Closed -$72K
SFE
10766
PUT
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-500
Closed -$10K
NXGN
10767
PUT
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-2,300
Closed -$37K
CEQP
10768
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-150
Closed -$22K
INFI
10769
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-100
Closed -$1K
QUOT
10770
CALL
DELISTED
Quotient Technology Inc
QUOT
– –
-1,800
Closed -$47K
AMRS
10771
CALL
DELISTED
Amyris Inc.
AMRS
– –
-93
Closed -$5K
AMRS
10772
PUT
DELISTED
Amyris Inc.
AMRS
– –
-120
Closed -$7K
WTT
10773
DELISTED
Wireless Telecom Group, Inc.
WTT
$0 ﹤0.01%
+203
New +$514
ISEE
10774
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-1,900
Closed -$80K
ISEE
10775
PUT
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-200
Closed -$8K
429 430
431
432 433

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.