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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
CTHR icon
10751
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
16
-689
-98% -$14.4K
2013 Q2
5 quarters
TAST icon
10752
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-4,897
Closed -$35K –
AEL icon
10753
PUT
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-200
Closed -$5K –
PGTI
10754
CALL
DELISTED
PGT, Inc.
PGTI
– –
-500
Closed -$4K –
PGTI
10755
PUT
DELISTED
PGT, Inc.
PGTI
– –
-500
Closed -$4K –
BKCC icon
10756
CALL
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-13,600
Closed -$124K –
BKCC icon
10757
PUT
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-100
Closed -$1K –
DBGR
10758
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-3
Closed – –
EXPR
10759
PUT
DELISTED
Express, Inc.
EXPR
– –
-20
Closed -$7K –
BFX
10760
PUT
DELISTED
BowFlex Inc.
BFX
– –
-1,000
Closed -$11K –
CHIE
10761
DELISTED
Global X MSCI China Energy ETF
CHIE
– –
-950
Closed -$15K –
CYAN
10762
DELISTED
Cyanotech Corp
CYAN
– –
-276
Closed -$1K –
MARK
10763
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
7
– –
2013 Q2
5 quarters
DMK
10764
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-42
Closed -$14K –
GOL icon
10765
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-6,600
Closed -$72K –
SFE
10766
PUT
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-500
Closed -$10K –
NXGN
10767
PUT
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-2,300
Closed -$37K –
CEQP
10768
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-150
Closed -$22K –
INFI
10769
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-100
Closed -$1K –
QUOT
10770
CALL
DELISTED
Quotient Technology Inc
QUOT
– –
-1,800
Closed -$47K –
AMRS
10771
CALL
DELISTED
Amyris Inc.
AMRS
– –
-93
Closed -$5K –
AMRS
10772
PUT
DELISTED
Amyris Inc.
AMRS
– –
-120
Closed -$7K –
WTT
10773
DELISTED
Wireless Telecom Group, Inc.
WTT
$0 ﹤0.01%
+203
New +$514
2014 Q3
0 quarters
ISEE
10774
CALL
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-1,900
Closed -$80K –
ISEE
10775
PUT
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-200
Closed -$8K –

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.