U
BKCC

UBS’s BlackRock Capital Investment Corporation BKCC Stock Holding History

UBS’s Portfolio BKCC Stock Details BKCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-13,600
Closed -$124K – 10857
2014
Q2 		$124K Sell
13,600
-2,000
-13% -$17.7K ﹤0.01% 5695
2014
Q1 		$143K Buy
15,600
+12,200
+359% +$114K ﹤0.01% 5568
2013
Q4 		$32K Sell
3,400
-15,900
-82% -$151K ﹤0.01% 7565
2013
Q3 		$183K Buy
19,300
+10,300
+114% +$102K ﹤0.01% 5291
2013
Q2 		$84K Buy
+9,000
New +$87.9K ﹤0.01% 6110

Other funds holding BKCC

BA
BlackRock Advisors Wilmington, Delaware $98.8B AUM 15.8% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return
YMRC
Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
NEAM
New England Asset Management Farmington, Connecticut $786M AUM 13.14% 1-Year Est. Return

UBS's BKCC Position: Q3 2014 in Review

UBS reduced its BlackRock Capital Investment Corporation (BKCC) stake by 13% in Q3 2014, selling an estimated $2.41M and leaving 1,830,409 shares worth $15.6M. The position accounts for 0.01% of the portfolio, ranked #1116.

UBS first reported a position in BKCC in Q2 2013 and has held it in 6 quarters since. The position peaked at $19.1M in Q2 2014. 101 funds tracked by Wall St. Rank hold BKCC as of Q3 2014.

  • UBS held 1,830,409 shares of BlackRock Capital Investment Corporation worth $15.6M as of Q3 2014.
  • UBS sold 266,458 BlackRock Capital Investment Corporation shares in Q3 2014, an estimated $2.41M.
  • BlackRock Capital Investment Corporation made up 0.01% of UBS's portfolio in Q3 2014, its #1116 holding.
  • UBS first reported a position in BlackRock Capital Investment Corporation in Q2 2013 and has held it in 6 quarters since.
  • UBS's BlackRock Capital Investment Corporation position peaked at $19.1M in Q2 2014.
  • 101 funds tracked by Wall St. Rank held BlackRock Capital Investment Corporation as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.