UBS’s Advaxis Inc Warrants ADXSW Stock Holding History

UBS’s Portfolio ADXSW Stock Details ADXSW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-650	Closed	-$1K	–	11019
2014 Q2	$1K	Buy	+650	New	+$670	﹤0.01%	10281
2014 Q1	–	Sell	-400	Closed	-$1K	–	11075
2013 Q4	$1K	Buy	+400	New	+$538	﹤0.01%	10234

Other funds holding ADXSW

KCM

Knoll Capital Management Miami, Florida $180M AUM 66.11% 1-Year Est. Return

SAM

Silverback Asset Management Chapel Hill, North Carolina $699M AUM 72.42% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

UBS's ADXSW Position: Q3 2014 in Review

UBS sold out of Advaxis Inc Warrants (ADXSW) in Q3 2014, closing a stake of 650 shares — an estimated $1K sold.

UBS first reported a position in ADXSW in Q4 2013 and held it in 2 quarters. The position peaked at $1K in Q2 2014. 4 funds tracked by Wall St. Rank hold ADXSW as of Q3 2014.

UBS reported no remaining Advaxis Inc Warrants position as of Q3 2014 after selling out during the quarter.
UBS sold 650 Advaxis Inc Warrants shares in Q3 2014, an estimated $1K.
UBS first reported a position in Advaxis Inc Warrants in Q4 2013 and held it in 2 quarters.
UBS's Advaxis Inc Warrants position peaked at $1K in Q2 2014.
4 funds tracked by Wall St. Rank held Advaxis Inc Warrants as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.