U
SBNYW

UBS’s Signature Bank Warrant SBNYW Stock Holding History

UBS’s Portfolio SBNYW Stock Details SBNYW Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-55
Closed -$5K – 11007
2014
Q2 		$5K Buy
+55
New +$5K ﹤0.01% 9568
2014
Q1 		– Sell
-250
Closed -$14K – 11066
2013
Q4 		$14K Hold
250
– – ﹤0.01% 8634
2013
Q3 		$15K Sell
250
-100
-29% -$6.07K ﹤0.01% 8422
2013
Q2 		$19K Buy
+350
New +$16.9K ﹤0.01% 7969

Other funds holding SBNYW

WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
CCA
Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return
CGI
CI Global Investments Oakland, California $6.5B AUM 8.71% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's SBNYW Position: Q3 2014 in Review

UBS sold out of Signature Bank Warrant (SBNYW) in Q3 2014, closing a stake of 55 shares — an estimated $5K sold.

UBS first reported a position in SBNYW in Q2 2013 and held it in 4 quarters. The position peaked at $19K in Q2 2013. 5 funds tracked by Wall St. Rank hold SBNYW as of Q3 2014.

  • UBS reported no remaining Signature Bank Warrant position as of Q3 2014 after selling out during the quarter.
  • UBS sold 55 Signature Bank Warrant shares in Q3 2014, an estimated $5K.
  • UBS first reported a position in Signature Bank Warrant in Q2 2013 and held it in 4 quarters.
  • UBS's Signature Bank Warrant position peaked at $19K in Q2 2013.
  • 5 funds tracked by Wall St. Rank held Signature Bank Warrant as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.