We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUDA
10951
PUT
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-200
Closed -$6K
YUME
10952
DELISTED
YuMe, Inc.
YUME
– –
-96
Closed -$1K
TIME
10953
CALL
DELISTED
Time Inc.
TIME
– –
-400
Closed -$10K
ENZY
10954
DELISTED
Enzymotec Ltd
ENZY
– –
-281
Closed -$4K
SNAK
10955
PUT
DELISTED
Inventure Foods, Inc.
SNAK
– –
-100
Closed -$1K
FPP.WS
10956
DELISTED
FieldPoint Petroleum Corporation Common Stock Purchase Warrants
FPP.WS
– –
-239
Closed –
LMOS
10957
CALL
DELISTED
Lumos Networks Corp
LMOS
– –
-400
Closed -$6K
RATE
10958
CALL
DELISTED
Bankrate Inc
RATE
– –
-300
Closed -$5K
RATE
10959
DELISTED
Bankrate Inc
RATE
– –
-3,515
Closed -$62K
GIGA
10960
DELISTED
Giga-Tronics Inc
GIGA
– –
-7,584
Closed -$19K
GYEN
10961
DELISTED
AdvisorShares Gartman Gold/Yen ETF
GYEN
– –
-118
Closed -$2K
ATW
10962
PUT
DELISTED
Atwood Oceanics
ATW
– –
-300
Closed -$16K
AF
10963
CALL
DELISTED
Astoria Financial Corporation
AF
– –
-100
Closed -$1K
CAB
10964
CALL
DELISTED
Cabela's Inc
CAB
– –
-13,400
Closed -$836K
CAB
10965
PUT
DELISTED
Cabela's Inc
CAB
– –
-2,000
Closed -$125K
SHOR
10966
CALL
DELISTED
ShoreTel, Inc.
SHOR
– –
-500
Closed -$3K
FALC
10967
DELISTED
FalconStor Software Inc
FALC
– –
-2,714
Closed -$5K
WBMD
10968
CALL
DELISTED
WebMD Health Corp.
WBMD
– –
-4,100
Closed -$198K
GUID
10969
DELISTED
Guidance Software, Inc.
GUID
– –
-952
Closed -$7.43K
AMRI
10970
DELISTED
Albany Molecular Research Inc
AMRI
– –
-4,645
Closed -$95.1K
RRF
10971
DELISTED
WisdomTree Global Real Return Fund
RRF
– –
-74
Closed -$3K
SPNC
10972
CALL
DELISTED
Spectranetics Corp
SPNC
– –
-1,000
Closed -$23K
SNOW
10973
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
$0 ﹤0.01%
25
-1,414
-98% -$15.7K
COVS
10974
DELISTED
Covisint Corporation
COVS
– –
-839
Closed -$4K
ELOS
10975
DELISTED
Syneron Medical Ltd
ELOS
– –
-2,626
Closed -$27K
437 438
439
440 441

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.