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UBS

UBS Portfolio holdings

AUM $136B Turnover 18.95%
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$3.56B
Cap. Flow %
2.62%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,064
Increased
4,754
Reduced
3,910
Closed
1,116
Avg Time Held Equity + Options
1 year
Top 10 Avg Time Held Equity + Options
0.8 years
Top 20 Avg Time Held Equity + Options
0.8 years
Avg Time Held Equity only
1 year
Top 10 Avg Time Held Equity only
0.9 years
Top 20 Avg Time Held Equity only
1 year

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.72%
2 Energy 9.22%
3 Financials 6.8%
4 Healthcare 6.74%
5 Technology 6.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow Held Since
SEMI icon
11001
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
Closed -$5K –
ININ
11002
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
Closed -$21.9K –
CVT
11003
PUT
DELISTED
CVENT, INC.
CVT
– –
-100
Closed -$3K –
ESMC
11004
DELISTED
Escalon Medical Corp
ESMC
– –
-3,268
Closed -$6K –
MOBI icon
11005
PUT
DELISTED
Sky-mobi Limited ADS
MOBI
– –
-300
Closed -$2K –
HNR
11006
CALL
DELISTED
Harvest Natural Resources
HNR
– –
-775
Closed -$15K –
VMEM
11007
PUT
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-2,500
Closed -$44K –
TOF
11008
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-508
Closed -$2K –
MGT
11009
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
– –
-2,071
Closed -$2K –
JGBD
11010
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
– –
-1,623
Closed -$27K –
FCS
11011
PUT
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-100
Closed -$2K –
JGBT
11012
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
– –
-333
Closed -$8K –
CSH
11013
CALL
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-220
Closed -$4K –
CSH
11014
PUT
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-4,408
Closed -$89K –
BVA
11015
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-3,900
Closed -$16K –
AXLL
11016
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-25,000
Closed -$1.18M –
OSN
11017
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-550
Closed -$2K –
MESG
11018
CALL
DELISTED
XURA INC COM (DE)
MESG
– –
-300
Closed -$8K –
CNR icon
11019
DELISTED
CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS
CNR
$0 ﹤0.01%
39
-3,068
-99% -$2.83K
2014 Q2
1 quarter
FMER
11020
CALL
DELISTED
FIRSTMERIT CORP
FMER
– –
-2,600
Closed -$51K –
FMER
11021
PUT
DELISTED
FIRSTMERIT CORP
FMER
– –
-500
Closed -$10K –
FNFG
11022
PUT
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-1,000
Closed -$9K –
MFLX icon
11023
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-781
Closed -$9K –
IHS icon
11024
CALL
DELISTED
IHS INC CL-A COM STK
IHS
– –
-30,500
Closed -$4.14M –
ECTE
11025
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
335
-5,957
-95% -$10.7K
2014 Q2
1 quarter

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UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q3 2014 filing shows 1,064 new, 4,754 increased, 3,910 reduced and 1,116 closed positions. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, up from 47% a quarter earlier, followed by Energy and Financials.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,064 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.