We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEMI
11001
DELISTED
SunEdison Semiconductor Limited
SEMI
– –
-301
Closed -$5K
ININ
11002
DELISTED
Interactive Intelligence Group, inc.
ININ
– –
-488
Closed -$21.9K
CVT
11003
PUT
DELISTED
CVENT, INC.
CVT
– –
-100
Closed -$3K
ESMC
11004
DELISTED
Escalon Medical Corp
ESMC
– –
-3,268
Closed -$6K
MOBI
11005
PUT
DELISTED
Sky-mobi Limited ADS
MOBI
– –
-300
Closed -$2K
HNR
11006
CALL
DELISTED
Harvest Natural Resources
HNR
– –
-775
Closed -$15K
VMEM
11007
PUT
DELISTED
VIOLIN MEMORY, INC.
VMEM
– –
-2,500
Closed -$44K
TOF
11008
DELISTED
TOFUTTI BRANDS INC
TOF
– –
-508
Closed -$2K
MGT
11009
DELISTED
MGT CAPITAL INVESTMENTS INC COM NEW (DE)
MGT
– –
-2,071
Closed -$2K
JGBD
11010
DELISTED
DB 3X INVERSE JAPANESE GOVT BD FUT NT 11/30/2021
JGBD
– –
-1,623
Closed -$27K
FCS
11011
PUT
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
– –
-100
Closed -$2K
JGBT
11012
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
– –
-333
Closed -$8K
CSH
11013
CALL
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-220
Closed -$4K
CSH
11014
PUT
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-4,408
Closed -$89K
BVA
11015
DELISTED
CORDIA BANCORP INC COM
BVA
– –
-3,900
Closed -$16K
AXLL
11016
PUT
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-25,000
Closed -$1.18M
OSN
11017
DELISTED
Ossen Innovation Co., Ltd.
OSN
– –
-550
Closed -$2K
MESG
11018
CALL
DELISTED
XURA INC COM (DE)
MESG
– –
-300
Closed -$8K
CNR
11019
DELISTED
CHINA METRO-RURAL HOLDINGS LIMITED ORD SHS
CNR
$0 ﹤0.01%
39
-3,068
-99% -$2.83K
FMER
11020
CALL
DELISTED
FIRSTMERIT CORP
FMER
– –
-2,600
Closed -$51K
FMER
11021
PUT
DELISTED
FIRSTMERIT CORP
FMER
– –
-500
Closed -$10K
FNFG
11022
PUT
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-1,000
Closed -$9K
MFLX
11023
DELISTED
MULTI-FINELINE ELECTRONIX INC
MFLX
– –
-781
Closed -$9K
IHS
11024
CALL
DELISTED
IHS INC CL-A COM STK
IHS
– –
-30,500
Closed -$4.14M
ECTE
11025
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
335
-5,957
-95% -$10.7K
439 440
441
442 443

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.