UBS’s Bay Bancorp, Inc. BYBK Stock Holding History

UBS’s Portfolio BYBK Stock Details BYBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-636	Closed	-$3K	–	11047
2014 Q2	$3K	Sell	636 -400	-39%	-$2.02K	﹤0.01%	9913
2014 Q1	$5K	Sell	1,036 -58	-5%	-$293	﹤0.01%	9596
2013 Q4	$5K	Buy	1,094 +193	+21%	+$1.05K	﹤0.01%	9618
2013 Q3	$5K	Buy	901 +349	+63%	+$1.85K	﹤0.01%	9474
2013 Q2	$3K	Buy	+552	New	+$2.88K	﹤0.01%	9681

Other funds holding BYBK

WMS Partners Towson, Maryland $1.78B AUM 11.82% 1-Year Est. Return

FFS

Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return

Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's BYBK Position: Q3 2014 in Review

UBS sold out of Bay Bancorp, Inc. (BYBK) in Q3 2014, closing a stake of 636 shares — an estimated $3K sold.

UBS first reported a position in BYBK in Q2 2013 and held it in 5 quarters. The position peaked at $5K in Q1 2014. 11 funds tracked by Wall St. Rank hold BYBK as of Q3 2014.

UBS reported no remaining Bay Bancorp, Inc. position as of Q3 2014 after selling out during the quarter.
UBS sold 636 Bay Bancorp, Inc. shares in Q3 2014, an estimated $3K.
UBS first reported a position in Bay Bancorp, Inc. in Q2 2013 and held it in 5 quarters.
UBS's Bay Bancorp, Inc. position peaked at $5K in Q1 2014.
11 funds tracked by Wall St. Rank held Bay Bancorp, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.