UBS’s VelocityShares VIX Short Term ETN VIIX Stock Holding History

UBS’s Portfolio VIIX Stock Details VIIX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-8	Closed	-$8K	–	11095
2014 Q2	$8K	Hold	8	–	–	﹤0.01%	9150
2014 Q1	$11K	Buy	+8	New	+$11.9K	﹤0.01%	8842

Other funds holding VIIX

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

RIA

Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return

UBS's VIIX Position: Q3 2014 in Review

UBS increased its VelocityShares VIX Short Term ETN (VIIX) stake by 88% in Q3 2014, buying an estimated $43K and bringing the position to 94 shares worth $99K. The position accounts for ﹤0.01% of the portfolio, ranked #6020.

UBS first reported a position in VIIX in Q2 2013 and has held it in 5 quarters since. The position peaked at $113K in Q3 2013. 8 funds tracked by Wall St. Rank hold VIIX as of Q3 2014.

UBS held 94 shares of VelocityShares VIX Short Term ETN worth $99K as of Q3 2014.
UBS bought 44 VelocityShares VIX Short Term ETN shares in Q3 2014, an estimated $43K.
VelocityShares VIX Short Term ETN made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6020 holding.
UBS first reported a position in VelocityShares VIX Short Term ETN in Q2 2013 and has held it in 5 quarters since.
UBS's VelocityShares VIX Short Term ETN position peaked at $113K in Q3 2013.
8 funds tracked by Wall St. Rank held VelocityShares VIX Short Term ETN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.