U
SMPL

UBS’s SIMPLICITY BANCORP INC SMPL Stock Holding History

UBS’s Portfolio SMPL Stock Details SMPL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-924
Closed -$16K – 11225
2014
Q2 		$16K Buy
+924
New +$15.7K ﹤0.01% 8396
2013
Q4 		– Sell
-383
Closed -$6K – 11168
2013
Q3 		$6K Sell
383
-4,133
-92% -$61.9K ﹤0.01% 9337
2013
Q2 		$65K Buy
+4,516
New +$66.3K ﹤0.01% 6416

Other funds holding SMPL

Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
CCM
Castine Capital Management Boston, Massachusetts $129M AUM 23.45% 1-Year Est. Return
JAM
Jacobs Asset Management New York $167M AUM 22.68% 1-Year Est. Return
FVP
Firefly Value Partners Newtown, Pennsylvania $59.9M AUM 5.97% 1-Year Est. Return
CP
Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

UBS's SMPL Position: Q3 2014 in Review

UBS sold out of SIMPLICITY BANCORP INC (SMPL) in Q3 2014, closing a stake of 924 shares — an estimated $16K sold.

UBS first reported a position in SMPL in Q2 2013 and held it in 3 quarters. The position peaked at $65K in Q2 2013. 37 funds tracked by Wall St. Rank hold SMPL as of Q3 2014.

  • UBS reported no remaining SIMPLICITY BANCORP INC position as of Q3 2014 after selling out during the quarter.
  • UBS sold 924 SIMPLICITY BANCORP INC shares in Q3 2014, an estimated $16K.
  • UBS first reported a position in SIMPLICITY BANCORP INC in Q2 2013 and held it in 3 quarters.
  • UBS's SIMPLICITY BANCORP INC position peaked at $65K in Q2 2013.
  • 37 funds tracked by Wall St. Rank held SIMPLICITY BANCORP INC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.