UBS’s PIMCO BUILD AMERICA BOND FD ETF BABZ Stock Holding History

UBS’s Portfolio BABZ Stock Details BABZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-5,532	Closed	-$284K	–	11260
2014 Q2	$284K	Buy	5,532 +191	+4%	+$9.65K	﹤0.01%	4809
2014 Q1	$264K	Buy	5,341 +2,032	+61%	+$98.9K	﹤0.01%	4894
2013 Q4	$156K	Sell	3,309 -2,731	-45%	-$134K	﹤0.01%	5559
2013 Q3	$299K	Sell	6,040 -1,173	-16%	-$58.2K	﹤0.01%	4703
2013 Q2	$364K	Buy	+7,213	New	+$397K	﹤0.01%	4433

Other funds holding BABZ

Oarsman Capital Milwaukee, Wisconsin $945M AUM 24.13% 1-Year Est. Return

FWM

Focused Wealth Management Newburgh, New York $1.15B AUM 24.81% 1-Year Est. Return

PIM

Parasol Investment Management Westmont, Illinois $61M AUM 12.08% 1-Year Est. Return

UBS's BABZ Position: Q3 2014 in Review

UBS sold out of PIMCO BUILD AMERICA BOND FD ETF (BABZ) in Q3 2014, closing a stake of 5,532 shares — an estimated $284K sold.

UBS first reported a position in BABZ in Q2 2013 and held it in 5 quarters. The position peaked at $364K in Q2 2013. 3 funds tracked by Wall St. Rank hold BABZ as of Q3 2014.

UBS reported no remaining PIMCO BUILD AMERICA BOND FD ETF position as of Q3 2014 after selling out during the quarter.
UBS sold 5,532 PIMCO BUILD AMERICA BOND FD ETF shares in Q3 2014, an estimated $284K.
UBS first reported a position in PIMCO BUILD AMERICA BOND FD ETF in Q2 2013 and held it in 5 quarters.
UBS's PIMCO BUILD AMERICA BOND FD ETF position peaked at $364K in Q2 2013.
3 funds tracked by Wall St. Rank held PIMCO BUILD AMERICA BOND FD ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.