UBS’s PIMCO ETF TR PIMCO CDA BD INDEX FD ETF CAD Stock Holding History

UBS’s Portfolio CAD Stock Details CAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-209	Closed	-$20K	–	11262
2014 Q2	$20K	Hold	209	–	–	﹤0.01%	8118
2014 Q1	$19K	Hold	209	–	–	﹤0.01%	8201
2013 Q4	$19K	Hold	209	–	–	﹤0.01%	8251
2013 Q3	$20K	Sell	209 -2,902	-93%	-$275K	﹤0.01%	8104
2013 Q2	$297K	Buy	+3,111	New	+$316K	﹤0.01%	4657

Other funds holding CAD

PSC

Prentiss Smith & Co Brattleboro, Vermont $172M AUM 21.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS's CAD Position: Q3 2014 in Review

UBS sold out of PIMCO ETF TR PIMCO CDA BD INDEX FD ETF (CAD) in Q3 2014, closing a stake of 209 shares — an estimated $20K sold.

UBS first reported a position in CAD in Q2 2013 and held it in 5 quarters. The position peaked at $297K in Q2 2013. 2 funds tracked by Wall St. Rank hold CAD as of Q3 2014.

UBS reported no remaining PIMCO ETF TR PIMCO CDA BD INDEX FD ETF position as of Q3 2014 after selling out during the quarter.
UBS sold 209 PIMCO ETF TR PIMCO CDA BD INDEX FD ETF shares in Q3 2014, an estimated $20K.
UBS first reported a position in PIMCO ETF TR PIMCO CDA BD INDEX FD ETF in Q2 2013 and held it in 5 quarters.
UBS's PIMCO ETF TR PIMCO CDA BD INDEX FD ETF position peaked at $297K in Q2 2013.
2 funds tracked by Wall St. Rank held PIMCO ETF TR PIMCO CDA BD INDEX FD ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.