UBS’s ISHARS MSCI EMERGING MKTS FINANCIALS ETF EMFN Stock Holding History

UBS’s Portfolio EMFN Stock Details EMFN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-478	Closed	-$12K	–	11255
2014 Q2	$12K	Sell	478 -105	-18%	-$2.62K	﹤0.01%	8748
2014 Q1	$14K	Buy	583 +100	+21%	+$2.3K	﹤0.01%	8573
2013 Q4	$12K	Sell	483 -188	-28%	-$4.7K	﹤0.01%	8835
2013 Q3	$16K	Sell	671 -68	-9%	-$1.61K	﹤0.01%	8356
2013 Q2	$17K	Buy	+739	New	+$19.4K	﹤0.01%	8105

Other funds holding EMFN

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

NFG

Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

UBS's EMFN Position: Q3 2014 in Review

UBS sold out of ISHARS MSCI EMERGING MKTS FINANCIALS ETF (EMFN) in Q3 2014, closing a stake of 478 shares — an estimated $12K sold.

UBS first reported a position in EMFN in Q2 2013 and held it in 5 quarters. The position peaked at $17K in Q2 2013. 8 funds tracked by Wall St. Rank hold EMFN as of Q3 2014.

UBS reported no remaining ISHARS MSCI EMERGING MKTS FINANCIALS ETF position as of Q3 2014 after selling out during the quarter.
UBS sold 478 ISHARS MSCI EMERGING MKTS FINANCIALS ETF shares in Q3 2014, an estimated $12K.
UBS first reported a position in ISHARS MSCI EMERGING MKTS FINANCIALS ETF in Q2 2013 and held it in 5 quarters.
UBS's ISHARS MSCI EMERGING MKTS FINANCIALS ETF position peaked at $17K in Q2 2013.
8 funds tracked by Wall St. Rank held ISHARS MSCI EMERGING MKTS FINANCIALS ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.