UBS’s KIOR, INC CLASS A COM STK KIOR Stock Holding History

UBS’s Portfolio KIOR Stock Details KIOR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,600	Closed	-$1K	–	11271
2014 Q2	$1K	Sell	1,600 -400	-20%	-$217	﹤0.01%	10330
2014 Q1	$1K	Sell	2,000 -410	-17%	-$498	﹤0.01%	10318
2013 Q4	$4K	Sell	2,410 -11,581	-83%	-$25.2K	﹤0.01%	9806
2013 Q3	$40K	Buy	13,991 +1,322	+10%	+$4.39K	﹤0.01%	7157
2013 Q2	$72K	Buy	+12,669	New	+$56.8K	﹤0.01%	6305

Other funds holding KIOR

ACM

Artis Capital Management San Francisco, California $10M AUM 14.67% 1-Year Est. Return

GMT Capital Atlanta, Georgia $2.19B AUM 72.3% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

MWP

MYCIO Wealth Partners Philadelphia, Pennsylvania $502M AUM 11.65% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS's KIOR Position: Q3 2014 in Review

UBS sold out of KIOR, INC CLASS A COM STK (KIOR) in Q3 2014, closing a stake of 1,600 shares — an estimated $1K sold.

UBS first reported a position in KIOR in Q2 2013 and held it in 5 quarters. The position peaked at $72K in Q2 2013. 8 funds tracked by Wall St. Rank hold KIOR as of Q3 2014.

UBS reported no remaining KIOR, INC CLASS A COM STK position as of Q3 2014 after selling out during the quarter.
UBS sold 1,600 KIOR, INC CLASS A COM STK shares in Q3 2014, an estimated $1K.
UBS first reported a position in KIOR, INC CLASS A COM STK in Q2 2013 and held it in 5 quarters.
UBS's KIOR, INC CLASS A COM STK position peaked at $72K in Q2 2013.
8 funds tracked by Wall St. Rank held KIOR, INC CLASS A COM STK as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.