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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
926
PUT
Biogen
BIIB
$31.1B
$21M 0.02%
63,600
+10,178
+19% +$3.36M
F icon
927
CALL
Ford
F
$55.4B
$21M 0.02%
1,416,900
+1,066,100
+304% +$18.2M
SCZ icon
928
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$20.9M 0.02%
431,584
-386,159
-47% -$19.7M
GS icon
929
PUT
Goldman Sachs
GS
$304B
$20.9M 0.02%
114,000
+12,000
+12% +$2.11M
VECO icon
930
Veeco
VECO
$3.28B
$20.9M 0.02%
598,183
+1,046
+0.2% +$36.8K
DAL icon
931
PUT
Delta Air Lines
DAL
$60B
$20.8M 0.02%
576,400
+463,900
+412% +$17.7M
XLNX
932
PUT
DELISTED
Xilinx Inc
XLNX
$20.8M 0.02%
491,500
+430,500
+706% +$18.8M
OAK
933
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$20.8M 0.02%
407,157
+206,503
+103% +$10.3M
MLNX
934
CALL
DELISTED
Mellanox Technologies, Ltd.
MLNX
$20.8M 0.02%
462,900
+460,300
+17,704% +$18.7M
HOT
935
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$20.7M 0.02%
249,273
-3,509
-1% -$289K
USMV icon
936
iShares MSCI USA Min Vol Factor ETF
USMV
$24.6B
$20.6M 0.02%
546,965
+15,961
+3% +$600K
ADI icon
937
Analog Devices
ADI
$186B
$20.6M 0.02%
415,990
-265,711
-39% -$13.6M
IBM icon
938
PUT
IBM
IBM
$223B
$20.6M 0.02%
113,282
-44,246
-28% -$8.06M
CPRI icon
939
CALL
Capri Holdings
CPRI
$1.77B
$20.5M 0.02%
287,600
+264,700
+1,156% +$21.3M
BOI
940
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$20.5M 0.02%
1,207,956
-796,721
-40% -$13.7M
MPC icon
941
Marathon Petroleum
MPC
$100B
$20.5M 0.02%
484,650
-13,918
-3% -$591K
EES icon
942
WisdomTree US SmallCap Earnings Fund
EES
$736M
$20.4M 0.02%
805,326
+8,685
+1% +$232K
VCIT icon
943
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$20.4M 0.02%
237,940
+13,444
+6% +$1.16M
ITUB icon
944
Itaú Unibanco
ITUB
$80.9B
$20.3M 0.02%
3,643,256
+212,037
+6% +$1.35M
MSTR icon
945
Strategy Inc
MSTR
$38.2B
$20.2M 0.01%
1,547,150
+125,020
+9% +$1.74M
SRLN icon
946
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$20.2M 0.01%
411,619
-78,360
-16% -$3.89M
PXF icon
947
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.98B
$20.2M 0.01%
477,889
+17,720
+4% +$784K
NID
948
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$20.1M 0.01%
1,614,312
-62,788
-4% -$780K
XHB icon
949
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
$20.1M 0.01%
680,100
+594,600
+695% +$18.4M
WFC icon
950
CALL
Wells Fargo
WFC
$266B
$20M 0.01%
386,100
+198,600
+106% +$10.2M
36 37
38
39 40

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.