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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
951
Fiserv Inc
FISV
$29.5B
$19.9M 0.01%
614,742
+26,788
+5% +$847K
TOO
952
DELISTED
Teekay Offshore Partners L.P.
TOO
$19.8M 0.01%
590,495
-17,282
-3% -$599K
HCT
953
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$19.8M 0.01%
1,885,198
+64,156
+4% +$690K
EMLP icon
954
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$19.7M 0.01%
725,402
-52,683
-7% -$1.43M
RDS.B
955
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$19.6M 0.01%
248,231
+14,546
+6% +$1.23M
PHDG icon
956
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
$19.6M 0.01%
682,437
+307,263
+82% +$8.8M
REGN icon
957
Regeneron Pharmaceuticals
REGN
$83B
$19.6M 0.01%
54,404
+8,300
+18% +$2.78M
BSJG
958
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$19.6M 0.01%
735,348
+54,262
+8% +$1.46M
BKNG icon
959
CALL
Booking.com
BKNG
$160B
$19.6M 0.01%
422,500
-28,025
-6% -$1.38M
CCJ icon
960
Cameco
CCJ
$42.6B
$19.6M 0.01%
1,108,589
+549,303
+98% +$10.8M
MYI icon
961
BlackRock MuniYield Quality Fund III
MYI
$723M
$19.6M 0.01%
1,427,234
+213,610
+18% +$2.92M
VLO icon
962
PUT
Valero Energy
VLO
$98.7B
$19.5M 0.01%
421,500
+281,300
+201% +$14.2M
QTEC icon
963
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.92B
$19.5M 0.01%
473,235
+36,594
+8% +$1.49M
MJN
964
DELISTED
Mead Johnson Nutrition Company
MJN
$19.4M 0.01%
201,972
-248,924
-55% -$23.6M
SLRC icon
965
SLR Investment Corp
SLRC
$711M
$19.4M 0.01%
1,036,549
+107,104
+12% +$2.16M
MMM icon
966
CALL
3M
MMM
$94.2B
$19.3M 0.01%
163,015
+43,654
+37% +$5.25M
INTC icon
967
CALL
Intel
INTC
$527B
$19.3M 0.01%
554,413
+51,213
+10% +$1.73M
EMC
968
PUT
DELISTED
EMC CORPORATION
EMC
$19.3M 0.01%
659,500
+46,300
+8% +$1.34M
NBL
969
DELISTED
Noble Energy, Inc.
NBL
$19.3M 0.01%
282,044
-29,883
-10% -$2.13M
GOVT icon
970
iShares US Treasury Bond ETF
GOVT
$43.8B
$19.3M 0.01%
776,323
+351,585
+83% +$8.72M
MIN
971
Aberdeen Intermediate Income Fund
MIN
$280M
$19.3M 0.01%
3,842,968
+514,532
+15% +$2.67M
AOD
972
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$19.2M 0.01%
2,260,586
+480,396
+27% +$4.23M
BKNG icon
973
PUT
Booking.com
BKNG
$160B
$19.2M 0.01%
415,000
+207,500
+100% +$10.2M
XLF icon
974
PUT
State Street Financial Select Sector SPDR ETF
XLF
$59.5B
$19.2M 0.01%
943,669
+465,342
+97% +$9.39M
SLCA
975
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$19.2M 0.01%
306,991
+58,011
+23% +$3.61M
37 38
39
40 41

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.