UBS’s First Trust North American Energy Infrastructure Fund EMLP Stock Holding History

UBS’s Portfolio EMLP Stock Details EMLP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$19.7M	Sell	725,402 -52,683	-7%	-$1.43M	0.01%	958
2014 Q2	$21M	Buy	778,085 +78,825	+11%	+$2.01M	0.02%	858
2014 Q1	$17M	Sell	699,260 -26,149	-4%	-$620K	0.02%	899
2013 Q4	$17M	Buy	725,409 +58,002	+9%	+$1.34M	0.02%	910
2013 Q3	$15.3M	Buy	667,407 +236,575	+55%	+$5.51M	0.02%	853
2013 Q2	$9.99M	Buy	+430,832	New	+$10.2M	0.01%	1038

Other funds holding EMLP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Curian Capital Denver, Colorado $1.35B AUM 0.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's EMLP Position: Q3 2014 in Review

UBS reduced its First Trust North American Energy Infrastructure Fund (EMLP) stake by 6.8% in Q3 2014, selling an estimated $1.43M and leaving 725,402 shares worth $19.7M. The position accounts for 0.01% of the portfolio, ranked #958.

UBS first reported a position in EMLP in Q2 2013 and has held it in 6 quarters since. The position peaked at $21M in Q2 2014. 75 funds tracked by Wall St. Rank hold EMLP as of Q3 2014.

UBS held 725,402 shares of First Trust North American Energy Infrastructure Fund worth $19.7M as of Q3 2014.
UBS sold 52,683 First Trust North American Energy Infrastructure Fund shares in Q3 2014, an estimated $1.43M.
First Trust North American Energy Infrastructure Fund made up 0.01% of UBS's portfolio in Q3 2014, its #958 holding.
UBS first reported a position in First Trust North American Energy Infrastructure Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust North American Energy Infrastructure Fund position peaked at $21M in Q2 2014.
75 funds tracked by Wall St. Rank held First Trust North American Energy Infrastructure Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.