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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
1001
PUT
Dominion Energy
D
$60.4B
$18.6M 0.01%
269,000
+16,500
+7% +$1.14M
TSN icon
1002
PUT
Tyson Foods
TSN
$19.9B
$18.6M 0.01%
471,400
+444,600
+1,659% +$17M
MNK
1003
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$18.6M 0.01%
205,863
+121,667
+145% +$9.52M
KLAC icon
1004
KLA
KLAC
$273B
$18.5M 0.01%
2,353,350
-203,630
-8% -$1.54M
HTGC icon
1005
Hercules Capital
HTGC
$3.16B
$18.5M 0.01%
1,280,266
-180,048
-12% -$2.85M
VGI
1006
Virtus Global Multi-Sector Income Fund
VGI
$83.3M
$18.5M 0.01%
1,083,280
-23,451
-2% -$411K
SLM icon
1007
SLM Corp
SLM
$5.23B
$18.5M 0.01%
2,157,825
-1,789,003
-45% -$15.7M
MGC icon
1008
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$18.4M 0.01%
272,685
+27,239
+11% +$1.84M
RAD
1009
DELISTED
Rite Aid Corporation
RAD
$18.4M 0.01%
189,940
+99,047
+109% +$12.8M
LEA icon
1010
Lear
LEA
$8.17B
$18.4M 0.01%
212,432
-13,776
-6% -$1.33M
RIG icon
1011
CALL
Transocean
RIG
$6.38B
$18.4M 0.01%
574,100
-75,900
-12% -$2.97M
GM icon
1012
CALL
General Motors
GM
$75.9B
$18.4M 0.01%
574,500
-139,802
-20% -$4.87M
PICB icon
1013
Invesco International Corporate Bond ETF
PICB
$361M
$18.3M 0.01%
628,299
+97,205
+18% +$2.92M
NPO icon
1014
CALL
Enpro
NPO
$7.11B
$18.2M 0.01%
300,000
+299,900
+299,900% +$20.4M
NPO icon
1015
PUT
Enpro
NPO
$7.11B
$18.2M 0.01%
+300,000
New +$20.4M
DIA icon
1016
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.3B
$18.1M 0.01%
106,600
+35,000
+49% +$5.93M
SRE icon
1017
Sempra
SRE
$56.6B
$18.1M 0.01%
343,698
+11,230
+3% +$579K
DD
1018
PUT
DELISTED
Du Pont De Nemours E I
DD
$18.1M 0.01%
265,356
+217,339
+453% +$13.7M
NTAP icon
1019
NetApp
NTAP
$40.3B
$18.1M 0.01%
420,877
+229,052
+119% +$9.17M
MHFI
1020
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$18.1M 0.01%
213,791
+66,579
+45% +$5.47M
SMH icon
1021
VanEck Semiconductor ETF
SMH
$72.6B
$18.1M 0.01%
706,606
+478,730
+210% +$12.1M
CS
1022
DELISTED
Credit Suisse Group
CS
$18M 0.01%
650,886
+268,555
+70% +$7.5M
WOLF icon
1023
CALL
Wolfspeed
WOLF
$1.63B
$18M 0.01%
439,300
-64,100
-13% -$2.96M
QQEW icon
1024
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$17.9M 0.01%
447,958
-11,569
-3% -$460K
ESV
1025
CALL
DELISTED
Ensco Rowan plc
ESV
$17.9M 0.01%
108,375
-475
-0.4% -$94.2K
39 40
41
42 43

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.