UBS’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

UBS’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$18.1M	Buy	106,600 +35,000	+49%	+$5.93M	0.01%	1020
2014 Q2	$12M	Sell	71,600 -127,800	-64%	-$21.2M	0.01%	1220
2014 Q1	$32.8M	Buy	199,400 +106,400	+114%	+$17.2M	0.03%	564
2013 Q4	$15.4M	Sell	93,000 -48,500	-34%	-$7.62M	0.01%	968
2013 Q3	$21.4M	Buy	141,500 +39,000	+38%	+$5.95M	0.02%	679
2013 Q2	$15.2M	Buy	+102,500	New	+$15.3M	0.02%	791

Other funds holding DIA

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

NMIFOAC

National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

UBS's DIA Position: Q3 2014 in Review

UBS increased its State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) stake by 1.4% in Q3 2014, buying an estimated $2.18M and bringing the position to 905,692 shares worth $154M. The position accounts for 0.11% of the portfolio, ranked #197.

UBS first reported a position in DIA in Q2 2013 and has held it in 6 quarters since. 308 funds tracked by Wall St. Rank hold DIA as of Q3 2014.

UBS held 905,692 shares of State Street SPDR Dow Jones Industrial Average ETF Trust worth $154M as of Q3 2014.
UBS bought 12,892 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q3 2014, an estimated $2.18M.
State Street SPDR Dow Jones Industrial Average ETF Trust made up 0.11% of UBS's portfolio in Q3 2014, its #197 holding.
UBS first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q2 2013 and has held it in 6 quarters since.
308 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.