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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
1051
CALL
Morgan Stanley
MS
$344B
$17.3M 0.01%
499,500
+121,750
+32% +$4.06M
EDIV icon
1052
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$17.2M 0.01%
471,191
-51,521
-10% -$2.05M
OUT icon
1053
Outfront Media
OUT
$5.3B
$17.2M 0.01%
768,632
+156,502
+26% +$3.83M
IYC icon
1054
iShares US Consumer Discretionary ETF
IYC
$1.22B
$17.1M 0.01%
549,560
-16,920
-3% -$529K
EWY icon
1055
PUT
iShares MSCI South Korea ETF
EWY
$27.8B
$17.1M 0.01%
282,300
+257,900
+1,057% +$16.7M
FDL icon
1056
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.95B
$17.1M 0.01%
729,167
+71,349
+11% +$1.69M
BLW icon
1057
BlackRock Limited Duration Income Trust
BLW
$507M
$17M 0.01%
1,052,251
+77,652
+8% +$1.31M
UGI icon
1058
UGI
UGI
$7.55B
$17M 0.01%
498,556
+41,500
+9% +$1.41M
PGN
1059
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$17M 0.01%
+2,759,827
New +$23M
CLR
1060
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$17M 0.01%
255,319
-21,263
-8% -$1.58M
LOGI icon
1061
Logitech
LOGI
$14.9B
$16.9M 0.01%
1,315,112
+270,529
+26% +$3.68M
PID icon
1062
Invesco International Dividend Achievers ETF
PID
$914M
$16.9M 0.01%
910,805
+34,320
+4% +$661K
DIS icon
1063
PUT
Walt Disney
DIS
$179B
$16.8M 0.01%
189,000
-42,504
-18% -$3.75M
RTN
1064
PUT
DELISTED
Raytheon Company
RTN
$16.8M 0.01%
165,300
+147,400
+823% +$14.1M
CHKP icon
1065
Check Point Software Technologies
CHKP
$13.3B
$16.7M 0.01%
241,691
+1,250
+0.5% +$85.1K
EZM icon
1066
WisdomTree US MidCap Fund
EZM
$958M
$16.7M 0.01%
573,537
+211,188
+58% +$6.39M
ESV
1067
PUT
DELISTED
Ensco Rowan plc
ESV
$16.6M 0.01%
100,650
+96,875
+2,566% +$19.2M
KEYW
1068
CALL
DELISTED
The KEYW Holding Corporation
KEYW
$16.6M 0.01%
1,500,100
+1,499,100
+149,910% +$18.5M
XRX icon
1069
Xerox
XRX
$411M
$16.6M 0.01%
474,737
+43,904
+10% +$1.53M
IBB icon
1070
PUT
iShares Biotechnology ETF
IBB
$9.79B
$16.5M 0.01%
181,200
+4,500
+3% +$395K
MMM icon
1071
PUT
3M
MMM
$93.6B
$16.5M 0.01%
139,405
+10,835
+8% +$1.3M
CLMT icon
1072
Calumet Specialty Products
CLMT
$4.3B
$16.5M 0.01%
599,950
+40,364
+7% +$1.22M
PEP icon
1073
CALL
PepsiCo
PEP
$191B
$16.5M 0.01%
176,900
+63,800
+56% +$5.82M
CM icon
1074
Canadian Imperial Bank of Commerce
CM
$112B
$16.4M 0.01%
369,275
-11,792
-3% -$542K
FCX icon
1075
CALL
Freeport-McMoran
FCX
$94.2B
$16.4M 0.01%
501,505
-117,095
-19% -$4.25M
41 42
43
44 45

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.