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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
1101
Chipotle Mexican Grill
CMG
$41.4B
$15.9M 0.01%
1,193,900
+365,000
+44% +$4.78M
HSY icon
1102
Hershey
HSY
$37.3B
$15.8M 0.01%
166,078
-63,460
-28% -$5.88M
T icon
1103
CALL
AT&T
T
$168B
$15.8M 0.01%
595,411
+280,431
+89% +$7.46M
IMCB icon
1104
iShares Morningstar Mid-Cap ETF
IMCB
$1.73B
$15.8M 0.01%
455,484
+66,324
+17% +$2.34M
PTY icon
1105
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$15.8M 0.01%
928,246
+148,260
+19% +$2.73M
XEC
1106
PUT
DELISTED
CIMAREX ENERGY CO
XEC
$15.8M 0.01%
125,000
+124,500
+24,900% +$17.2M
ING icon
1107
ING
ING
$102B
$15.8M 0.01%
1,110,835
+456,877
+70% +$6.31M
EIX icon
1108
Edison International
EIX
$26.8B
$15.7M 0.01%
281,356
+122,739
+77% +$7.01M
NPO icon
1109
Enpro
NPO
$7.22B
$15.7M 0.01%
259,327
+258,339
+26,148% +$17.6M
EROC
1110
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$15.7M 0.01%
4,398,495
+235,631
+6% +$1.03M
BKCC
1111
DELISTED
BlackRock Capital Investment Corporation
BKCC
$15.6M 0.01%
1,830,409
-266,458
-13% -$2.41M
FDO
1112
PUT
DELISTED
FAMILY DOLLAR STORES
FDO
$15.6M 0.01%
202,200
+201,900
+67,300% +$14.9M
STJ
1113
DELISTED
St Jude Medical
STJ
$15.6M 0.01%
259,558
-67,374
-21% -$4.4M
ESRX
1114
CALL
DELISTED
Express Scripts Holding Company
ESRX
$15.6M 0.01%
220,900
+202,200
+1,081% +$14.4M
ENBL
1115
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$15.6M 0.01%
631,803
+103,392
+20% +$2.64M
INTU icon
1116
Intuit
INTU
$92.9B
$15.5M 0.01%
177,238
+7,199
+4% +$598K
VNR
1117
DELISTED
Vanguard Natural Resources, LLC
VNR
$15.5M 0.01%
564,960
+3,169
+0.6% +$95.7K
SBAC icon
1118
PUT
SBA Communications
SBAC
$19.7B
$15.5M 0.01%
+139,400
New +$15.1M
WIN
1119
DELISTED
Windstream Holdings Inc
WIN
$15.4M 0.01%
182,306
+23,890
+15% +$2.05M
PGF icon
1120
Invesco Financial Preferred ETF
PGF
$669M
$15.4M 0.01%
853,012
+24,055
+3% +$435K
LNCO
1121
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$15.3M 0.01%
528,448
-671,780
-56% -$20.3M
VZ icon
1122
PUT
Verizon
VZ
$199B
$15.3M 0.01%
306,000
+164,900
+117% +$8.2M
CNX icon
1123
CNX Resources
CNX
$5.23B
$15.3M 0.01%
484,700
+36,781
+8% +$1.23M
PRFZ icon
1124
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.91B
$15.3M 0.01%
811,100
-16,370
-2% -$322K
VT icon
1125
Vanguard Total World Stock ETF
VT
$81.8B
$15.2M 0.01%
252,440
-66,078
-21% -$4.1M
43 44
45
46 47

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.